Anthony S. Mossa
Professional summary
Anthony Sebastian Mossa, who also goes by Anthony Mossa, Sebastian Anthony Mossa, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Halesite, New York and CETERA WEALTH SERVICES, LLC located in Ozone Park, New York.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Anthony has worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Sebastian Mossa's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 10530 Crossbay Blvd, Ozone Park, NY 11417September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 10530 Crossbay Blvd, Ozone Park, NY 11417January 23, 2017 - September 5, 2025
AVANTAX ADVISORY SERVICES
January 9, 2017 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
April 7, 2016 - December 31, 2016
SUMMIT FINANCIAL GROUP INC
September 8, 2015 - December 31, 2016
SUMMIT BROKERAGE SERVICES, INC.
November 18, 2013 - September 29, 2015
J.P. TURNER & COMPANY, L.L.C.
September 19, 2012 - November 22, 2013
SANTANDER SECURITIES LLC
August 27, 2012 - September 19, 2012
LPL FINANCIAL LLC
March 2, 2010 - September 7, 2012
SECURITIES AMERICA, INC.
September 26, 2008 - December 24, 2009
GUNNALLEN FINANCIAL, INC
January 1, 2005 - October 2, 2006
HSBC SECURITIES (USA) INC.
February 10, 2004 - January 1, 2005
HSBC BROKERAGE (USA) INC.
January 2, 2004 - January 26, 2004
GREENPOINT SECURITIES LLC
April 21, 1998 - January 2, 2004
ESSEX NATIONAL SECURITIES, LLC
October 1, 1997 - April 8, 1998
AMERICAN GENERAL SECURITIES INCORPORATED
January 16, 1997 - October 1, 1997
USLIFE EQUITY SALES CORP.
August 6, 1993 - October 22, 1996
METROPOLITAN LIFE INSURANCE COMPANY
August 6, 1993 - October 22, 1996
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2025)
(9/5/2025)
(9/5/2025)
(9/5/2025)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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