Steven F. Collins
Professional summary
Steven Farnham Collins, who also goes by Steven Collins, Steve Collins, is a registered financial advisor currently at XML FINANCIAL GROUP located in Owings Mill, Maryland and XML SECURITIES located in Fairfax, Virginia.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Steven has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 51, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Farnham Collins's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2019 - Present
XML FINANCIAL GROUP
May 16, 2016 - Present
XML SECURITIES
Office #1: 10306 Eaton Place Suite 230, Fairfax, VA 22030May 16, 2016 - February 1, 2019
XML SECURITIES
January 22, 2016 - May 16, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 22, 2016 - May 16, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 6, 2009 - January 27, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 25, 2008 - January 27, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 3, 2006 - February 21, 2008
FBR INVESTMENT SERVICES, INC.
August 21, 2001 - February 10, 2006
FISHER INVESTMENTS
October 2, 1995 - July 17, 2001
FIDELITY BROKERAGE SERVICES LLC
August 13, 1993 - July 13, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
XML FINANCIAL GROUP
CRD#: 284987 / SEC#: 801-108376
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2019)
(5/16/2016)
(5/16/2016)
(2/1/2019)
(5/16/2016)
(5/16/2016)
(9/14/2017)
(7/21/2021)
(5/16/2016)
(5/16/2016)
(1/4/2022)
(5/16/2016)
(1/11/2023)
(3/6/2018)
(11/22/2017)
(7/12/2018)
(5/16/2016)
(1/6/2025)
(6/16/2022)
(2/19/2020)
(7/7/2016)
(1/4/2022)
(8/12/2025)
(5/16/2016)
(2/1/2019)
(5/22/2019)
(8/22/2019)
(6/13/2019)
Exams
Series 8
Date: 6/8/1999
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
XML FINANCIAL GROUP
CRD#: 284987 / SEC#: 801-108376
Contact information
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,044 |
| AUM (Assets Under Management) | $ 2,993,236,597 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2025 | ||
| 07/19/2024 | ||
| 07/19/2023 |
Red Flags
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