Charlene F. Reyes

CETERA INVESTMENT ADVISERS LLC | VP, Private Wealth Advisor

MOBILE, AL 36602

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CRD#: 2367416

Professional summary

Charlene Farmer Reyes, CFP®, who also goes by Charlene E Farmer, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mobile, Alabama and CETERA INVESTMENT SERVICES LLC located in Mobile, Alabama.

Charlene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Charlene has worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Long-term Care

Investment Planning

Business Succession Planning

Insurance Planning

Education Planning

Comprehensive Financial Planni...

Estate Planning

Retirement Planning

Do you have an area of expertise or specialization?

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Charlene E Farmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS 2) RESIDENTIAL LEASING OR PRIMARY RESIDENCE, .5HRS/WK, SAME AS REGISTERED LOCATION 3) BOARD MEMBER AT BOYS GIRLS CLUBS OF SOUTH ALABAMA, 1/HR/WK; 4) CO-MEMBERSHIP CHAIR OF NON-PROFIT IMPACT100 MOBILE, INCREASE/RETAIN MEMBERS, 2/HRS/WK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charlene Farmer Reyes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

July 14, 2021 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 11 North Water Street Suite 21290, Mobile, AL 36602

RIA

CRD#: 105644

MOBILE, AL

Current

July 14, 2021 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 11 North Water Street, Mobile, AL 36602

CRD#: 15340

Mobile, AL

Past

August 17, 2016 - April 27, 2021

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

Birmingham, AL

Past

August 15, 2016 - April 27, 2021

BBVA SECURITIES INC.

CRD#: 27060

BIRMINGHAM, AL

Past

April 11, 2012 - July 29, 2016

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

Mobile, AL

Past

April 10, 2012 - July 29, 2016

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

MOBILE, AL

Past

January 22, 2010 - April 2, 2012

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

MOBILE, AL

Past

January 21, 2010 - April 2, 2012

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

MOBILE, AL

Past

October 17, 2008 - January 28, 2010

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

DAPHNE, AL

Past

September 2, 2008 - January 28, 2010

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

DAPHNE, AL

Past

September 4, 2007 - September 16, 2008

HANCOCK WHITNEY INVESTMENT SERVICES INC.

CRD#: 40637

MOBILE, AL

Past

November 19, 2004 - September 15, 2005

HANCOCK WHITNEY INVESTMENT SERVICES INC.

CRD#: 40637

NEW ORLEANS, LA

Past

August 1, 2003 - November 15, 2004

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

September 6, 1995 - August 11, 2003

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

August 9, 1994 - September 8, 1995

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

August 11, 1993 - June 29, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/14/2021)

IAR

Alabama
(7/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/15/2008

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/10/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/9/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Charlene F. Reyes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charlene Farmer Reyes's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

PNC MANAGED ACCOUNT SOLUTIONS, INC.

BBVA SECURITIES INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

HANCOCK WHITNEY INVESTMENT SERVICES INC.

HANCOCK WHITNEY INVESTMENT SERVICES INC.

ALLSTATE FINANCIAL SERVICES, LLC

SUNAMERICA SECURITIES, INC.

MORGAN KEEGAN & COMPANY, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/15/2008

Series 65

Date: 9/10/1993

Series 63

Date: 8/10/1993

SIE

Date: 10/1/2018

Series 7

Date: 8/9/1993

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

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