Amy E. Belluche
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Elizabeth Belluche, who also goes by Amy E Belluche, Amy Belluche, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 1994. Amy had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2014 - July 16, 2015
NEWPORT COAST SECURITIES, INC.
June 18, 2014 - October 2, 2014
BRAVER STERN SECURITIES LLC
November 13, 2013 - June 18, 2014
WELLS FARGO CLEARING SERVICES, LLC
April 8, 2008 - June 18, 2014
WELLS FARGO CLEARING SERVICES, LLC
October 21, 2005 - December 4, 2007
CREDIT SUISSE SECURITIES (USA) LLC
May 2, 2001 - October 17, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 31, 1999 - May 14, 2001
MORGAN STANLEY DW INC.
February 17, 1999 - June 3, 1999
UBS FINANCIAL SERVICES INC.
December 22, 1998 - February 23, 1999
TRADE MANAGE CAPITAL, INC.
January 27, 1997 - September 17, 1998
FIDELITY BROKERAGE SERVICES LLC
May 31, 1996 - January 17, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 16, 1995 - April 28, 1995
CITIGROUP GLOBAL MARKETS INC.
June 7, 1994 - November 22, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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