Luis F. Rodriguez
Professional summary
Luis Fernando Rodriguez is a registered financial professional currently at FROST BROKERAGE SERVICES, INC. located in San Antonio, Texas.
Luis is registered as a RR (Registered Representative) and started their career in finance in 1993. Luis has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luis Fernando Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 17, 2010 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 111 W Houston Ste 100, San Antonio, TX 78205July 13, 1993 - June 27, 1997
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2011)
Exams
FINRA
Current Firm
FROST BROKERAGE SERVICES, INC.
CRD#: 17465 / SEC#: , 8-35285
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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