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MJ

Matthew B. Judson

H.C.WAINWRIGHT & CO.
NEW YORK, NY 10022
CRD#: 2367272
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MJ
Matthew Bowditch JudsonH.C.WAINWRIGHT & CO.

Professional summary


Matthew Bowditch Judson, who also goes by Matt Judson, is a registered financial professional currently at H.C.WAINWRIGHT & CO., LLC located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2004. Matthew has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Matt Judson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Matthew Bowditch Judson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 9, 2017 - Present

H.C.WAINWRIGHT & CO., LLC

Office #1: 430 Park Avenue 4th Floor, New York, NY 10022
BD
CRD#: 375
NEW YORK, NY
Past

May 19, 2017 - August 21, 2017

SILVERWOOD PARTNERS

BD
CRD#: 115589
SHERBORN, MA
Past

August 5, 2015 - June 30, 2016

CRT CAPITAL GROUP LLC

BD
CRD#: 28830
STAMFORD, CT
Past

January 18, 2013 - July 15, 2015

CRAIG-HALLUM CAPITAL GROUP LLC

BD
CRD#: 121395
BOSTON, MA
Past

July 13, 2005 - July 17, 2009

LEERINK PARTNERS LLC

BD
CRD#: 39011
BOSTON, MA
Past

June 11, 2004 - July 8, 2005

RAYMOND JAMES INSURANCE GROUP, INC.

BD
CRD#: 121221
ST. PETERSBURG, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(8/9/2017)
RR
New York
(10/25/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 2/25/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


H.C.WAINWRIGHT & CO., LLC
H.C.WAINWRIGHT & CO., LLC
H. C. WAINWRIGHT & CO. | WAINWRIGHT H C & CO INC | RODMAN & RENSHAW | H.C.WAINWRIGHT & CO., LLC | H.C. WAINWRIGHT & CO., INC. | H.C WAINWRIGHT & CO., LLC

CRD#: 375 / SEC#: , 8-43115

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
430 Park Avenue 4th Floor, New York, NY 10022
Mailing Address
430 Park Avenue 4th Floor, New York, NY 10022
Phone number
(212) 356-0500
Established
Delaware since 04/10/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
HCWHC INCSHAREHOLDER
CERASO, MATTHEW PAULFINOP, PFO, POO6822268
SILVERA, EDWARD DAVIDCHIEF EXECUTIVE OFFICER AND CHIEF OPERATIONS OFFICER6216348
YANOW, JONATHAN TODDCHIEF COMPLIANCE OFFICER6516303

Disclosures


Regulatory Event16

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


H.C.WAINWRIGHT & CO., LLC

H.C.WAINWRIGHT & CO., LLC

CRD#: 375New York, NY 10022

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