Rajan M. Vyas
Professional summary
Rajan Manhar Vyas, who also goes by Raj Vyas, Rajan Manhar Vyas, Ray Vyas, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Larkspur, California.
Rajan is registered as a RR (Registered Representative) and started their career in finance in 1993. Rajan has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rajan Manhar Vyas's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 601 Larkspur Landing Circle, Larkspur, CA 94939Office #2: 1000 4th Street, San Rafael, CA 94901June 26, 2013 - December 2, 2013
BROWNSTONE INVESTMENT GROUP, LLC
November 30, 2009 - April 30, 2013
BONDS.COM LLC
January 7, 2008 - November 30, 2009
KILEY PARTNERS, INC.
May 21, 2007 - January 8, 2008
ALAMO CAPITAL
May 21, 2007 - January 8, 2008
ALAMO CAPITAL
December 16, 2005 - September 1, 2006
CITICORP INVESTMENT SERVICES
December 16, 2005 - September 1, 2006
CITICORP INVESTMENT SERVICES
October 25, 2004 - April 25, 2005
BARCLAYS CAPITAL INC.
February 18, 2002 - October 11, 2004
QUEST CAPITAL STRATEGIES, INC.
April 3, 1998 - March 1, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 27, 1997 - March 4, 1998
BNY MELLON SECURITIES CORPORATION
July 9, 1996 - August 20, 1997
PARKER/HUNTER INCORPORATED
January 28, 1995 - July 10, 1995
UBS FINANCIAL SERVICES INC.
January 3, 1994 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
July 26, 1993 - September 2, 1993
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Larkspur, CA 94939TRUST BUT VERIFY
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