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Michael Scott Murray

CRD# 2366833·Registered 1993 - 2001
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Scott Murray was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1993 - 2001. Michael had worked at 5 firms and has passed the SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

THE VARIABLE ANNUITY MARKETING COMPANY·CRD# 5081
BD
Houston, TX
August 10, 2000 - December 31, 2001
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
RIA
Boca Raton, FL
December 1, 1998 - March 5, 2015
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
BD
Boca Raton, FL
November 24, 1998 - March 5, 2015
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY·CRD# 7315
BD
Palm Beach Gardens, FL
February 21, 1997 - March 8, 2000
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
July 27, 1993 - February 14, 1997
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
July 27, 1993 - February 14, 1997

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Current Firm

TV
THE VARIABLE ANNUITY MARKETING COMPANY

THE VARIABLE ANNUITY MARKETING COMPANY

CRD#: 5081 / SEC#: 8-15688
BD
Terminated by SEC on 05/31/2002

Contact Information

Established

Texas since 02/23/1970

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
VARIABLE ANNUITY LIFE INSURANCE COMPANYSHAREHOLDER—
BAUM, EDWARD JEROMEVICE PRESIDENT843044
BOERO, EDWARD KENNETHVICE PRESIDENT706621
BOERO, STEVEN PAULSENIOR VICE PRESIDENT862282
CAVANAUGH, MARY LOUISEDIRECTOR AND SECRETARY4186841
COBBS, JENNIFER DIEHLEXECUTIVE VICE PRESIDENT - MARKETING1411507
COHEN, DENNIS KARLASSISTANT TAX OFFICER4403024
COHN, PAULETTA PALASOTAASSISTANT SECRETARY1371471
CONDON, ROBERT PAUL SRDIRECTOR. CHAIRMAN, CEO, & PRESIDENT51915
CONNELL, JOE HENRYVICE PRESIDENT1278586
DENBOER, DAVID HENDRICKDIRECTOR, SR VP & CHIEF COMPLIANCE OFFICER1348962
FESTERVAND, TERRY BOXASST TREASURER3192519
GALERSTON, ROBYN FASST VICE PRESIDENT - SALES LITERATURE REVIEW2388436
JONES, LAUREN WOODASSISTANT SECRETARY4394921
JORGENSEN, JAY WILLIAMVICE PRESIDENT1624184
LANGE, THOMAS NORMANSENIOR VICE PRESIDENT301985
LINDSAY, RICHARD JEFFERISVICE PRESIDENT- MARKETING ADMINISTRATION4035861
LYLE, DAVID RIDENVICE PRESIDENT829962
MACTAVISH, JOHN RODERICKVICE PRESIDENT851957
OSBORNE, JOE CURTISVICE PRESIDENT353743
POCH, KEITH ALANVICE PRESIDENT1537840
ROBERTS, FRED LEEVICE PRESIDENT1032000
ROCK, TARA SUEASST TREASURER3192520
SANCHIES, RONALD GEORGEVICE PRESIDENT1035349
SNYDER, PAULA KAYVICE PRESIDENT - MARKETING COMMUNICATIONS4090940
VANPUTTEN, DONALD RAYVICE PRESIDENT453283
VERBERKMOES, KRIEN IIIVP SALES PRACTICES, TREASURER & CHIEF FINANCIAL OPS OFFICER868915
ZUCCHI, DONNA MARIEVICE PRESIDENT1649183

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Mar 2015About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1993About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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