John Verga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Verga was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2018 - September 6, 2019
FIRST STANDARD FINANCIAL COMPANY LLC
September 28, 2016 - March 1, 2018
CHELSEA FINANCIAL SERVICES
December 14, 2012 - July 19, 2016
NATIONAL SECURITIES CORPORATION
October 7, 2011 - December 20, 2012
OBSIDIAN FINANCIAL GROUP, LLC
July 20, 2006 - October 5, 2011
NEWBRIDGE SECURITIES CORPORATION
October 1, 2003 - July 20, 2006
GREAT EASTERN SECURITIES, INC.
August 16, 2002 - April 25, 2003
MARATHON CAPITAL MARKETS, LLC
March 16, 2001 - August 16, 2002
BERRY-SHINO SECURITIES, INC.
June 30, 1999 - March 13, 2001
THE REGENCY GROUP, INC.
April 28, 1998 - June 15, 1999
WILLIAM SCOTT & CO. L.L.C.
November 6, 1997 - December 16, 1997
MEYERS POLLOCK ROBBINS, INC.
June 26, 1997 - October 27, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
March 7, 1995 - June 24, 1997
MAIDSTONE FINANCIAL, INC.
October 12, 1994 - March 22, 1995
KENSINGTON WELLS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST STANDARD FINANCIAL COMPANY LLC
CRD#: 168340 / SEC#: , 8-69300
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
