Dorothy C. Sawyer
Professional summary
Dorothy C Sawyer, who also goes by Dee Cutler, Dorothy Rust Cutler, Dee Sawyer, Dorothy Cutler Sawyer, Dorothy Sawyer, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Baltimore, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Dorothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Dorothy has worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dorothy C Sawyer's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2011 - Present
T. ROWE PRICE ADVISORY SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231November 3, 2011 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231December 20, 2010 - October 10, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 10, 2010 - October 10, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 2008 - May 3, 2010
FIDELITY BROKERAGE SERVICES LLC
January 1, 1996 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
July 8, 1993 - July 25, 1995
FIFTH THIRD SECURITIES, INC.
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
