Robert F. Oshea
Professional summary
Robert Francis Oshea, who also goes by Robert Francis O'shea, Robert F Oshea, Robert Francis Oshea, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Francis Oshea's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 2025 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 1301 Avenue Of Americas Suite 3700, New York, NY 10019December 9, 2024 - July 30, 2025
TD SECURITIES (USA) LLC
May 31, 2017 - December 10, 2024
COWEN AND COMPANY
July 1, 2005 - December 31, 2017
COWEN EXECUTION SERVICES LLC
March 29, 2005 - July 8, 2005
LYNCH, JONES & RYAN LLC
September 8, 2004 - March 28, 2005
INSTITUTIONAL DIRECT INC.
September 8, 2004 - March 28, 2005
J.P. MORGAN SECURITIES LLC
August 1, 2000 - September 10, 2004
INSTINET, LLC
July 20, 2000 - August 1, 2000
REUTERS C CORPORATION
November 5, 1997 - September 10, 2004
LYNCH, JONES & RYAN LLC
August 17, 1995 - October 25, 1995
NICHOLS, SAFINA, LERNER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/10/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
(9/8/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/14/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
