Stephen M. Merkel
Professional summary
Stephen Marcus Merkel, who also goes by Stephen M Merkel, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1993. Stephen has worked at 10 firms and has passed the Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Marcus Merkel's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 8, 1995 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 4th Floor, New York, NY, 10022May 16, 2017 - September 17, 2020
CF SECURED, LLC
August 4, 2014 - May 27, 2020
CFWP SECURITIES, LLC
July 8, 2009 - September 17, 2020
MINT BROKERS
June 3, 2005 - September 17, 2020
BGC FINANCIAL, L.P.
November 5, 2004 - September 17, 2020
AQUA SECURITIES L.P.
February 20, 2004 - May 3, 2006
CASTLEOAK SECURITIES, LP
December 2, 1999 - November 26, 2008
ESPEED BROKERAGE, L.P.
December 1, 1999 - September 27, 2004
AQUA SECURITIES L.P.
December 11, 1995 - November 26, 2008
MINT BROKERS
July 1, 1993 - October 13, 2006
CANTOR FITZGERALD SECURITIES
June 21, 1993 - January 21, 1994
CANTOR FITZGERALD SHOKEN KAISHA LIMITED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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