GR
George N. Ridings
EAGLE STRATEGIES LLC
RICHMOND, KY 40476
Some features on this profile are disabled
CRD#: 2365861
GR
Professional summary
George Nelson Ridings is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Richmond, Kentucky and NYLIFE SECURITIES LLC located in Richmond, Kentucky.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. George has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS UNDER THE DBA RIDINGS INSURANCE AND FINANCIAL SERVICES, LTD] [NYLARC; NYLARC; 210 PARK AVENUE 2ND FLOOR, FLORHAM PARK, NJ 07932; Start Date 07/2018; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Kentucky Chemical Demilitarization Citizens' Advisory Commission (CAC); Blue Grass Chemical Stockpile Outreach Office, 1000 Commercial Drive, Suite 2, Richmond, KY 40475; Start Date 07/2018; Role/Title: Member; Not Investment Related; 5 hours per month; 3 hours per month during securities trading hours] [Bluegrass Area Development District - Tourism, Historic Preservation and Recreation Committee; Development of recreational opportunities (this can include RTP and LWCF grants), promoting tourist attractions and preserving the historic heritage of the Bluegrass region are the primary goals of THRAC.; 699 Perimeter Drive, Lexington, KY 40517; Start Date 07/2020; Role/Title: Committee Member; Not Investment Related; 3 hours per month; 3 hours per month during securities trading hours; I am one of 3 members from my county and represent us and network with members from the other 16 counties to share information about the scope of projects here and in the region. Members vote on and provide input on grant requests to the larger BGADD;] [Richmond KY Exchange Club; Member and Zoom Meetings Coordinator. The Richmond Exchange Club is an affiliate of the National Exchange Club - - I joined the club in 2019. We collect dues and support local non-profit organizations.; 113 CASTLEWOOD DR, RICHMOND, KY, 40475; Start Date 01/2022; Role/Title: Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; host meetings] [Battle of Richmond Association; provides activities for Battlefield Park in Richmond, KY, site of 2nd largest Civil War battle in KY.; 101 Battlefield Memorial Highway, Richmond, KY 40475; Start Date 01/2022; Role/Title: Volunteer; Not Investment Related; 4 hours per month; 1 hours per month during securities trading hours; President - give guidance and preside over meetings and planning sessions] [Kentucky State NAIFA ; State NAIFA Board and President for 2024. NAIFA is national professional association and I've been a national member since 1993; will serve as State President in 2024.; 12730 Townepark Way, #202, Louisville, Kentucky 40243; Start Date 01/2024; Role/Title: President; Investment Related; 5 hours per month; 3 hours per month during securities trading hours][Kentucky Civil War Round Table; dedicated to preserving and presenting the history of the American Civil War; No office or permanent address; Start Date 04/2024; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; newsletter editor][Kentucky Military History Museum ; The KMHM served as the state arsenal for over 100 years and as a Civil War era munitions factory. Today it houses important artifacts and hosts educational tours and events.; 125 East Main Street, Frankfort, KY 40601; Start Date 06/2024; Role/Title: Board Member; Not Investment Related; 4 hours per month; 3 hours per month during securities trading hours; Board Member to represent the Richmond KY Battlefield Friends group (Battle of Richmond Association) and for facilitation of statewide and national Civil War and mililtary history connections and dissemination of information.]
CRS (Client Relationship Summary) - RIA
Click below to view George Nelson Ridings's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2000 - Present
EAGLE STRATEGIES LLC
Office #1: 920 Barnes Mill Rd Suite C, Richmond, KY 40476RIA
CRD#: 110826
RICHMOND, KY
Current
September 17, 1993 - Present
NYLIFE SECURITIES LLC
Office #1: 920 Barnes Mill Rd Suite C, Richmond, KY 40476BD
CRD#: 5167
RICHMOND, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2020)
RR
California(5/30/2017)
RR
Colorado(3/15/2001)
RR
Florida(11/8/1999)
RR
Georgia(3/26/1996)
RR
Indiana(2/6/2007)
RR
Kentucky(9/21/1993)
IAR
Kentucky(2/17/2000)
RR
Louisiana(3/12/2012)
RR
Michigan(9/11/2025)
RR
Mississippi(3/19/2015)
RR
North Carolina(3/20/2023)
RR
Ohio(3/20/2015)
RR
Oklahoma(9/22/2020)
RR
Oregon(12/8/2016)
RR
South Carolina(1/7/2014)
RR
Tennessee(4/19/2023)
RR
Texas(8/9/2023)
RR
Virginia(3/12/2012)
RR
West Virginia(10/20/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
