John R. Kelley
Professional summary
John Richard Kelley, who also goes by John R Kelley Jr, John Richard Kelley Jr, John Richard Kelley, Jack R Kilpatrick, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Fort Lauderdale, Florida and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. John has worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Richard Kelley's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2026 - Present
EMPOWER ADVISORY GROUP, LLC
September 7, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111October 29, 2021 - September 30, 2022
ALLSTATE FINANCIAL SERVICES, LLC
May 8, 2020 - September 16, 2021
FARMERS FINANCIAL SOLUTIONS, LLC
August 30, 2019 - October 16, 2019
VANDERBILT ADVISORY SERVICES
August 30, 2019 - October 16, 2019
VANDERBILT SECURITIES, LLC
August 1, 2008 - September 5, 2019
LPL FINANCIAL LLC
August 1, 2008 - September 5, 2019
LPL FINANCIAL LLC
September 5, 2001 - August 14, 2008
CITIGROUP GLOBAL MARKETS INC.
August 3, 2001 - August 14, 2008
CITIGROUP GLOBAL MARKETS INC.
March 2, 1998 - August 7, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 29, 1998 - March 3, 1998
WAMU INVESTMENTS, INC.
June 3, 1994 - March 11, 1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
August 2, 1993 - June 9, 1994
IDS LIFE INSURANCE COMPANY
August 2, 1993 - June 9, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
