Alex E. Suarez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Eugenio Suarez was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 1993. Alex had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2015 - December 11, 2015
COLONY PARK FINANCIAL SERVICES LLC.
August 13, 2015 - December 11, 2015
SANDLAPPER SECURITIES, LLC
March 5, 2015 - August 11, 2015
FINANCIAL WEST GROUP
March 2, 2015 - August 11, 2015
FINANCIAL WEST GROUP
January 25, 2011 - March 12, 2013
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
November 4, 2010 - March 12, 2013
J.P. TURNER & COMPANY, L.L.C.
February 7, 2008 - November 4, 2008
HALEN CAPITAL
June 10, 2004 - February 3, 2006
SAPERE WEALTH CREATION, LLC
January 10, 2001 - June 13, 2002
MIRAMAR SECURITIES, LLC
September 1, 1997 - February 25, 2000
DB ALEX. BROWN LLC
September 13, 1993 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COLONY PARK FINANCIAL SERVICES LLC.
CRD#: 41534 / SEC#: 801-79219, 8-49478
Contact information
Red Flags
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