Walter V. Arnold
Professional summary
Walter Vincent Arnold, who also goes by Bj Arnold III, Walter VIncent Arnold III, is a registered financial professional currently at HEDGEBAY SECURITIES LLC located in Westport, Connecticut.
Walter is registered as a RR (Registered Representative) and started their career in finance in 1995. Walter has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Walter Vincent Arnold's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2020 - Present
HEDGEBAY SECURITIES LLC
Office #1: 62 Post Road West, Westport, CT 06880November 7, 2017 - September 16, 2020
BAY CREST PARTNERS, LLC
June 15, 2010 - February 28, 2017
DEUTSCHE BANK SECURITIES INC.
June 5, 2009 - March 18, 2010
LABRANCHE FINANCIAL SERVICES, LLC
November 22, 2000 - May 13, 2009
UBS SECURITIES LLC
September 18, 1995 - January 19, 2001
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2020)
(9/16/2020)
(9/16/2020)
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(9/16/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/1/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
HEDGEBAY SECURITIES LLC
CRD#: 121136 / SEC#: , 8-65385
Contact information
FINRA licenses (22 States and Territories)
Red Flags
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Company Information
HEDGEBAY SECURITIES LLC
CRD#: 121136Westport, CT 06880TRUST BUT VERIFY
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