Douglas J. Urbanski
Professional summary
Douglas John Urbanski is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Ft. Lauderdale, Florida.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1993. Douglas has worked at 2 firms and has passed the Series 63, SIE, Series 50, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas John Urbanski's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 1993 - Present
MULTI-BANK SECURITIES, INC.
Office #1: 2400 E. Commercial Blvd Ste. 1200, Ft. Lauderdale, FL 33308September 10, 1993 - November 22, 1993
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/13/2021)
(3/9/2001)
(3/1/2016)
(5/27/1998)
(10/25/2010)
(4/1/2014)
(2/15/2018)
(1/14/2022)
(5/13/2021)
(12/7/1993)
(2/6/2017)
(1/2/2025)
(5/13/2021)
(5/13/2021)
(5/14/2021)
(2/22/2019)
(5/14/2021)
(3/22/2018)
(12/13/1994)
Exams
FINRA
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MULTI-BANK SECURITIES, INC.
CRD#: 22098Ft. Lauderdale, FL 33308TRUST BUT VERIFY
Monitor Douglas Urbanski
Get automatic monthly alerts on: