MS
Mario V. Sicari
CETERA INVESTMENT ADVISERS LLC
BONITA SPRINGS, FL 33913
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CRD#: 2365508
MS
Professional summary
Mario Vincent Sicari, AIF®, ChFC®, CLU® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bonita Springs, Florida and CETERA FINANCIAL SPECIALISTS LLC located in Rochelle Park, New Jersey.
Mario is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Mario has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: BGS ASSURANCE LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX PLANNING AND BOOKKEEPING SERVICES ; START DATE: 08/2019 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER / MANAGING PARTNER ; APX NUMBER OF HOURS PER WEEK: 40+ ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: 1040 BUSINESS AND TAX PLANNING WITH SMALL BUSINESS. PROVIDE CE TO CPA & TAX PROFESSIONALS. OCCASIONAL NOTARY. OCCASIONAL PUBLIC SPEAKER. 2) BGS CAPITAL MANAGEMENT, LLC; DBA FOR INVESTMENT PRACTICE; INV REL: 3)ALPINE MORTGAGE; ROCHELLE PARK, NJ; NOT INV REL; MORTGAGE CONSULTANT SINCE 10/08; HOURS VARY; ORIGINATE MORTGAGES: 4)PROPERTY CASUALTY INSURANCE SALES, NON-INVESTMENT RELATED, SAME ADDRESS AS REGISTERED LOCATION, START DATE 10/1/2013: 5) NAME OF OTHER BUSINESS: MARIO SICARI - MOTIVATIONAL SPEAKING; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MOTIVATIONAL SPEAKING; START DATE: 06/2017; POSITION/TITLE/RELATIONSHIP: SPEAKER; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 12; BRIEF DESCRIPTION OF DUTIES: MOTIVATIONAL SPEAKING TO COLLEGE STUDENTS, HS GRADUATES ON EMPOWERMENT; 6)NAME OF OTHER BUSINESS: MARIO SICARI; INVESTMENT RELATED: NO; ADDRESS: 201 WEST PASSAIC STREET SUITE 301, ROCHELLE PARK, NJ 07662; NATURE OF BUSINESS: NOTARY SIGNING AGENT; START DATE: 11/2018; POSITION/TITLE/RELATIONSHIP: NOTARY / SIGNING AGENT; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: WITNESS SIGNATURES OF CLOSING DOCS 7) NAME OF OTHER BUSINESS: PHOENIX INSURANCE GROUP ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: INSRANCE SALES ; START DATE: 04/2021 ; APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS PROPERTY & CASUALTY ; 8) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 04/2023 ; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH AND PROPERTY & CASUALTY ; 9) NAME OF OTHER BUSINESS: MARTIN INSURANCE GROUP ; INVESTMENT RELATED: NO ; ADDRESS: 259 PROSPECT PLAINS RD CRANBURY, NJ 08512 ; NATURE OF BUSINESS: COMMISSION REFERRALS FROM HEALTH INSURANCE ; START DATE: 04/2023 ; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: REFERRING PARTNER; BRIEF DESCRIPTION OF DUTIES: HEALTH INSURANCE SALES FOR CLIENTS ; 10) NAME OF OTHER BUSINESS: POLARIS GALAXY INSURANCE, LLC, INVESTMENT RELATED: NO, ADDRESS: 777 TERRACE AVE., STE 309, HASBROUCK HEIGHTS, NJ 07604. NATURE OF BUSINESS: INSURANCE, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: REFERRING AGENT, , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: REFERRING PROPERTY AND CASUALTY BUSINESS;
CRS (Client Relationship Summary) - RIA
Click below to view Mario Vincent Sicari's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 24, 2005 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9990 Coconut Road, Bonita Springs, FL 33913Office #2: 201 West Passaic Street Suite 301, Rochelle Park, NJ 07662Office #3: 115 Mountain Ct 2nd Fl, Hackettstown, NJ 07840RIA
CRD#: 105644
BONITA SPRINGS, FL
Current
October 24, 2005 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 201 West Passaic Street Suite 301, Rochelle Park, NJ 07662Office #2: 115 Mountain Ct 2nd Fl, Hackettstown, NJ 07840Office #3: 9990 Coconut Road, Bonita Springs, FL 33913BD
CRD#: 10358
Rochelle Park, NJ
Past
August 5, 2002 - October 24, 2005
C.J.M. ASSET MANAGEMENT, LLC
RIA
CRD#: 111302
POMPTON LAKES, NJ
Past
June 25, 1993 - October 24, 2005
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/31/2014)
RR
Arizona(7/15/2009)
RR
California(5/1/2012)
RR
Colorado(10/15/2007)
RR
Connecticut(10/24/2005)
RR
Delaware(5/21/2021)
RR
Florida(12/17/2014)
IAR
Florida(4/20/2015)
RR
Georgia(6/2/2015)
RR
Illinois(9/22/2008)
RR
Indiana(9/9/2010)
RR
Kentucky(6/2/2015)
RR
Maryland(2/1/2010)
RR
Massachusetts(12/23/2008)
RR
Michigan(10/29/2024)
RR
New Jersey(10/24/2005)
IAR
New Jersey(10/24/2005)
RR
New York(10/24/2005)
RR
North Carolina(3/4/2011)
RR
Ohio(10/6/2016)
RR
Oklahoma(5/3/2024)
RR
Pennsylvania(10/24/2005)
RR
South Carolina(5/16/2019)
RR
Texas(2/3/2011)
IAR
Texas(4/23/2021)
RR
Utah(10/18/2023)
RR
Vermont(2/1/2010)
RR
Virginia(9/28/2016)
RR
Wyoming(11/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Bonita Springs, FL 33913TRUST BUT VERIFY
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