Mark C. Scalzo

VALIDEX GLOBAL INVESTING

SAN DIEGO, CA 92101

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CRD#: 2365455

Professional summary

Mark Christopher Scalzo is a registered financial advisor currently at VALIDEX GLOBAL INVESTING located in San Diego, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Mark has worked at 6 firms and has passed the Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Timber Point Capital Management, LLC, an investment management firm providing alternative and multi-asset solutions to independent financial advisors, registered funds, institutions and private clients. Yes-investment related, Address: 555 Pleasantville Road,Suite N202,Briarcliff Manor, NY 10510 Mark spends no more than 8 hrs per month total and during securities trading hours on research related services for Timber Point.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Christopher Scalzo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2013 - Present

VALIDEX GLOBAL INVESTING

Office #1: 444 W C Street Suite 300, San Diego, CA 92101

RIA

CRD#: 166575

SAN DIEGO, CA

Past

July 23, 2014 - September 30, 2020

PINHOOK CAPITAL, LLC

RIA

CRD#: 158509

SAN DIEGO, CA

Past

July 7, 2014 - September 2, 2020

LUCIA SECURITIES, LLC

CRD#: 37179

SAN DIEGO, CA

Past

April 25, 2013 - July 12, 2013

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

TRUCKEE, CA

Past

January 30, 2009 - February 22, 2013

ALETHEIA SECURITIES, INC.,

CRD#: 44784

SANTA MONICA, CA

Past

April 20, 2001 - November 22, 2006

NATIONAL BANK OF CANADA FINANCIAL INC.

CRD#: 22698

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALIDEX GLOBAL INVESTING

CRD#: 166575 / SEC#: 801-78236

RIA

Registered Investment Advisory firm - (10/29/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/11/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/18/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/2/2002

General Securities Principal Examination

Current Firm

VALIDEX GLOBAL INVESTING

CRD#: 166575 / SEC#: 801-78236

RIA

Registered Investment Advisory firm - (10/29/2013 Approved)

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Contact information

Main Address

444 W C Street Suite 300, San Diego, CA 92101

Mailing Address

Phone number

(858) 410-1410

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,170
AUM (Assets Under Management)	$ 304,846,708

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark C. Scalzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Christopher Scalzo's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINHOOK CAPITAL, LLC

LUCIA SECURITIES, LLC

CONCERT WEALTH MANAGEMENT

ALETHEIA SECURITIES, INC.,

NATIONAL BANK OF CANADA FINANCIAL INC.

Primary Firm SEC Registration

VALIDEX GLOBAL INVESTING

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/2013

SIE

Date: 10/1/2018

Series 7

Date: 4/18/2001

Series 24

Date: 12/2/2002

Current Firm

VALIDEX GLOBAL INVESTING

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALIDEX GLOBAL INVESTING

TRUST BUT VERIFY

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