Stephen J. Capurso
Professional summary
Stephen J Capurso, who also goes by Stephen Joseph Capurso, Steve Capurso, is a registered financial professional currently at OLD MISSION MARKETS LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1997. Stephen has worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 21, Series 25 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen J Capurso's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2022 - Present
OLD MISSION MARKETS LLC
Office #1: 120 Broadway 11th Floor, New York, NY 10271August 11, 2022 - August 16, 2022
OLD MISSION CAPITAL, LLC
October 2, 2009 - July 6, 2022
CANTOR FITZGERALD & CO.
November 17, 2008 - October 5, 2009
WFG INVESTMENTS, INC.
December 5, 2007 - September 26, 2008
ESPOSITO SECURITIES, LLC
May 30, 2007 - December 4, 2007
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
April 18, 2006 - December 4, 2007
SLK INDEX SPECIALISTS, LLC
July 15, 2004 - April 19, 2006
SUSQUEHANNA SECURITIES, LLC
September 26, 2003 - April 19, 2006
SUSQUEHANNA INVESTMENT GROUP
April 15, 2002 - July 21, 2004
SIG INDEX SPECIALISTS, LLC
October 6, 1997 - August 28, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2023)
(2/14/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/19/2007
Limited Representative-Equity Trader ExamSeries 21
Date: 2/24/2000
NYSE Front Line Specialist ClerkSeries 25
Date: 12/9/1999
NYSE Trading Assistant ExaminationCboe EDGA Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Current Firm
OLD MISSION MARKETS LLC
CRD#: 281867 / SEC#: , 8-69691
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OLD MISSION FINANCIAL SERVICES LLC | OWNER | |
| GASTON, STEVEN JOHN | CHIEF COMPLIANCE OFFICER | 3094187 |
| GUZOWSKI, JOSEF MICHAEL | MANAGER, CEO | 2989719 |
| KEITH, ALLEN THOMAS | FINOP | 4457493 |
| MARQUEZ AVITIA, ERICA NMN | CHIEF OPERATING OFFICER | 5074353 |
| NICHOLS, PATRICK JAMES | MANAGER | 4757503 |
| RUSSINA, BRYAN SCOTT | MANAGER | 5031844 |
Red Flags
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