Michael L. Fuller

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CRD#: 2364587

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Lawrence Fuller, who also goes by Michael Fuller, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2003. Michael had worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Fuller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 17, 2005 - July 11, 2005

XTF MARKET MAKING LLC

CRD#: 104308

NEW YORK, NY

Past

September 9, 2003 - January 10, 2005

TD OPTIONS LLC

CRD#: 119855

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

XTF MARKET MAKING LLC

CRD#: 104308 / SEC#: , 8-52766

Terminated by SEC on 07/29/2007

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 06/30/2000

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
GERBER, SANDER ROSS	MEMBER	2341785
THE CAPITAL PRESERVATION TRUST	MEMBER
ETF MANAGEMENT L.P.	MANAGING MEMBER
GRAY, BENJAMIN	CHIEF COMPLIANCE OFFICER	1946982
RADNAY, RICHARD A MR	MANAGER- FLOOR TRADING	4714052
WOODS, MICHAEL JOHN	CHIEF EXECUTIVE OFFICER	2075819

Red Flags

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