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JH

John A. Hanson

THE LEADERS GROUP
Summit, NJ 07901
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CRD#: 236458
JH

Professional summary


John Allen Hanson is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.

John is registered as a RR (Registered Representative) and started their career in finance in 1969. John has worked at 10 firms and has passed the Series 63, Series 6TO, Series 7TO, SIE, Series 1, Series 24 and Series 00 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Allen Hanson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 2, 2014 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901
BD
CRD#: 37157
Summit, NJ
Past

January 1, 2005 - December 31, 2013

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
APPLETON, WI
Past

February 18, 1998 - January 1, 2005

INTERLINK SECURITIES CORP.

BD
CRD#: 30505
WOODLAND HILLS, CA
Past

July 12, 1990 - December 31, 2021

HARBOUR INVESTMENTS, INC.

BD
CRD#: 19258
APPLETON, WI
Past

October 25, 1982 - July 23, 1990

SII INVESTMENTS, INC.

BD
CRD#: 2225
APPLETON, WI
Past

February 19, 1981 - October 26, 1982

CHARTER SECURITIES CORPORATION

BD
CRD#: 7062
Past

September 27, 1976 - February 16, 1981

INDEPENDENT FINANCIAL PLANNERS CORPORATION

BD
CRD#: 653
Past

December 4, 1975 - September 18, 1976

TIME EQUITIES, INC.

BD
CRD#: 4051
Past

October 12, 1972 - August 26, 1973

PROVIDENT NATIONAL EQUITIES, INC.

BD
CRD#: 40
Past

August 11, 1969 - December 26, 1975

GENERAL INVESTMENT SALES CORPORATION

BD
CRD#: 347

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Wisconsin
(1/13/2014)

Exams


State Security Law Exam
RR
Series 63
Date: 2/3/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/6/1969
Registered Representative Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 00
Date: 4/23/1971
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


TL
THE LEADERS GROUP, INC.
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP

CRD#: 37157 / SEC#: , 8-47639

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901
Phone number
(303) 797-9080
Established
Delaware since 07/14/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE LEADERS GROUP, INC.

CRD#: 37157Summit, NJ 07901

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