DJ
Deborah L. Jones
AVANTAX PLANNING PARTNERS
Houston, TX 77058
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CRD#: 2364090
DJ
Professional summary
Deborah Leigh Jones, CFP® is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Houston, Texas and CETERA INVESTMENT ADVISERS LLC located in Houston, Texas.
Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Deborah has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Golden Rule/One America~16842 Royal Crest~Houston~TX~77058~Independent Insurance Agent~Insurance Sales Agent~4/8/2004~1hrs~1hrs~LTC sales, Fixed Annuities 2) Royal Crest Office Association~16858 Royal Crest~Houston~TX~77058~Rental Property Owner/Management~Member of the Board of Directors~1/1/2012~1hrs~0hrs~This is an association of building owners in my complex. Attend Association meetings, approve financial and aid President as needed. 3) Rental Property~16842 & 16838 Royal Crest~Houston~TX~77058~Rental Property Owner/Management~Owner/Sole Proprietor~1/1/2007~2hrs~0hrs~Collect Rents, Pay bills, Repair as needed 4) JONES TAX & FINANCIAL SERVICES, INC. POSITION: Tax and Financial Planner NATURE: Tax preparation and integration with financial services. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 50 START DATE: 08/25/2011 ADDRESS: 16842 Royal Crest Dr, Houston TX 77058, United States DESCRIPTION: Primary Wealth Management Advisor. This includes meeting with clients, tax preparation services, tax planning, integration of tax planning and portfolio management. 5) INTEGRATED TAX AND WEALTH STRATEGIES POSITION: Sub-Rep, Financial Advisor NATURE: This is a marketing name for financial services INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/14/2023 ADDRESS: 2707 W Baker Rd, Baytown TX 775212221, United States DESCRIPTION: Wealth Management Advisor. Meeting with clients, portfolio management, relationship building, overseeing client services and assistants.
CRS (Client Relationship Summary) - RIA
Click below to view Deborah Leigh Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
February 23, 2024 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 16842 Royal Crest Dr, Houston, TX 77058RIA
CRD#: 106237
Houston, TX
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6767 Portwest Drive Ste 120, Houston, TX 77024RIA
CRD#: 105644
HOUSTON, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 16842 Royal Crest Dr., Houston, TX 77058BD
CRD#: 13572
HOUSTON, TX
Past
January 2, 1998 - November 28, 2011
JONES TAX & INVESTMENT PLANNING SERVICES, INC.
RIA
CRD#: 114892
HOUSTON, TX
Past
March 6, 1997 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
HOUSTON, TX
Past
July 21, 1993 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Arizona(9/5/2025)
RR
Colorado(9/5/2025)
RR
Connecticut(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Illinois(9/5/2025)
RR
Indiana(9/5/2025)
RR
Montana(9/5/2025)
RR
New Mexico(9/5/2025)
RR
North Carolina(9/5/2025)
RR
South Carolina(9/5/2025)
IAR
Texas(2/23/2024)
RR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
RR
Wisconsin(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 5/20/1997
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Houston, TX 77058TRUST BUT VERIFY
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