Louis G. Sampanis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis George Sampanis was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1993. Louis had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2009 - August 22, 2014
AGINCOURT, LTD.
March 2, 2006 - February 6, 2009
SCOTIA CAPITAL (USA) INC.
August 7, 1998 - May 23, 2005
DEUTSCHE BANK SECURITIES INC.
June 21, 1995 - August 19, 1998
BANCAMERICA SECURITIES, INC.
October 1, 1993 - October 29, 1993
BANCAMERICA SECURITIES, INC.
June 24, 1993 - October 1, 1993
BA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AGINCOURT, LTD.
CRD#: 36661 / SEC#: , 8-47651
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LOVE, DOUGLAS ASHLEY | DIRECTOR, CHAIRMAN OF THE BOARD, CEO, PRES, FINOP | 4083516 |
| MORRISON, ERNEST ANGUS | DIRECTOR | 2747137 |
| SICKLES, JOHN FREDERICK | SHAREHOLDER | 501253 |
| SMITH, RICHARD WALTER | SHAREHOLDER | 428697 |
| SWENSON, GREGORY ROBERT | PRESIDENT (03/2009) GSP (10/08), SECRETARY,CCO AND AML OFFICER(01/2014) , | 2236695 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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