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Douglas Ashley Love

CRD# 4083516·Registered 2000 - 2006
Previously Registered: Being a previously registered professional could mean that Douglas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Douglas Ashley Love was a registered financial advisor. Douglas was a previously registered financial professional and started their career in finance 2000 - 2006. Douglas had worked at 2 firms and has passed the Series 7, Series 28 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

BELMONT PARTNERS SECURITIES INC.·CRD# 30189
BD
New York City, NY
October 3, 2005 - October 2, 2006
BELMONT PARTNERS SECURITIES INC.·CRD# 30189
BD
Washington, VA
August 9, 2004 - October 28, 2004
AGINCOURT, LTD.·CRD# 36661
BD
Pembroke
January 20, 2000 - August 22, 2014

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Current Firm

BP
BELMONT PARTNERS SECURITIES INC.

BELMONT PARTNERS SECURITIES INC. | RYAN LABS, INC | RYAN LABS SECURITIES, INC. | RYAN LABS INC. | ROSEWOOD SECURITIES INC.

CRD#: 30189 / SEC#: 8-44739
BD
Terminated by SEC on 02/05/2009

Contact Information

Established

Delaware since 11/05/1996

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MEUSE, JOSEPH JOHNPRINCIPAL/PRESIDENT2538713
BARNES, WILLIAM BRADFORDCCO/CFO5297870
DRUTAU, MAYA A.FINOP4580500

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Dec 1999About the Series 7 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Feb 2004About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Feb 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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DL
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