Salvatore C. Caruso
Professional summary
Salvatore Charles Caruso, CFP®, who also goes by Sal C Caruso, is a registered financial advisor currently at QUANTUM ADVISORY GROUP, LLC located in Ronkonkoma, New York and TSG ALPHA PARTNERS, LLC located in Old Bridge, New Jersey.
Salvatore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Salvatore has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 4, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Salvatore Charles Caruso's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1997
Experience
August 31, 2021 - Present
QUANTUM ADVISORY GROUP, LLC
Office #1: 3275 Veterans Memorial Hwy, Ronkonkoma, NY 11779August 30, 2022 - Present
TSG ALPHA PARTNERS, LLC
Office #1: 3663 Route 9 N Suite 2, Old Bridge, NJ 08857September 15, 2009 - June 13, 2011
LEGEND TRADING, LLC
October 27, 2006 - November 1, 2010
MOMENTUM TRADING PARTNERS, LLC
November 19, 1998 - January 19, 2017
LEGEND SECURITIES, INC.
September 6, 1996 - December 1, 1998
AMERICAN INVESTMENT SERVICES, INC.
June 5, 1996 - September 18, 1996
SII INVESTMENTS, INC.
October 8, 1993 - June 9, 1995
INDEPENDENT FINANCIAL SECURITIES, INC.
Primary Firm SEC Registration
TSG ALPHA PARTNERS, LLC
CRD#: 319493 / SEC#: 801-131801
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/20/2024)
(4/17/2023)
(10/19/2023)
(8/31/2021)
(10/30/2023)
Exams
Current Firm
TSG ALPHA PARTNERS, LLC
CRD#: 319493 / SEC#: 801-131801
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 96 |
| AUM (Assets Under Management) | $ 75,424,005 |
Red Flags
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