Andrew M. Frankenberger

WILLIAM O'NEIL SECURITIES

NEW YORK, NY 10017

CRD#: 2363195

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Professional summary

Andrew M Frankenberger, who also goes by Andrew Frankenberger, is a registered financial professional currently at WILLIAM O'NEIL SECURITIES located in New York, New York.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1999. Andrew has worked at 4 firms and has passed the Series 63, Series 57, SIE, Series 7, Series 55 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andrew Frankenberger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew M Frankenberger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2026 - Present

WILLIAM O'NEIL SECURITIES

Office #1: 485 Lexington Avenue 30th Floor Suite 3015, New York, NY 10017

CRD#: 894

NEW YORK, NY

Past

October 4, 2018 - November 3, 2022

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

July 2, 2007 - March 27, 2009

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

May 1, 2001 - July 3, 2007

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

April 27, 1999 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(5/26/2026)

Florida
(5/26/2026)

Idaho
(5/28/2026)

Illinois
(5/26/2026)

Kentucky
(5/26/2026)

Maryland
(5/28/2026)

Michigan
(5/26/2026)

Minnesota
(5/26/2026)

Mississippi
(5/26/2026)

Montana
(5/26/2026)

Nebraska
(5/26/2026)

New Jersey
(5/26/2026)

Oklahoma
(5/26/2026)

South Carolina
(5/26/2026)

South Dakota
(5/26/2026)

Texas
(5/26/2026)

Vermont
(5/26/2026)

Washington
(5/26/2026)

Wisconsin
(5/26/2026)

Exams

State Security Law Exam

Series 63

Date: 10/18/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57

Date: 10/12/2018

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/4/2018

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 8/24/1999

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 24

Date: 9/17/2007

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

Current Firm

WILLIAM O'NEIL SECURITIES

CRD#: 894 / SEC#: , 8-11763

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

211 Congress Street 5th Floor Suite B, Boston, MA, 02110

Mailing Address

211 Congress Street 5th Floor Suite B, Boston, MA, 02110

Phone number

(617) 936-8584

Established

California since 11/07/1963

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
O'NEIL CAPITAL MANAGEMENT INC.	PARENT COMPANY
ACHEKIAN, TRO	FINANCE MANAGER, FINOP	7864191
JANNETTA, GREGORY SAMUEL	CHIEF EXECUTIVE OFFICER	2557823
MASOTTI, ALEXANDER VICTOR	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	6375390

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew M. Frankenberger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew M Frankenberger's CRS (Customer Relationship Summary).

Certified licenses

Experience

BNP PARIBAS SECURITIES CORP.

BNP PARIBAS SECURITIES CORP.

J.P. MORGAN SECURITIES INC.

JPMSI

State Registrations and Notice Filings

Exams

Series 63

Date: 10/18/2018

Series 57

Date: 10/12/2018

SIE

Date: 10/5/2018

Series 7

Date: 10/4/2018

Series 55

Date: 8/24/1999

Series 24

Date: 9/17/2007

FINRA

Investors' Exchange LLC

NYSE American LLC

NYSE Arca, Inc.

Nasdaq Stock Market

Current Firm

WILLIAM O'NEIL SECURITIES

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WILLIAM O'NEIL SECURITIES

TRUST BUT VERIFY

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