Teresa M. Zariczny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teresa Marie Zariczny was a registered financial professional .
Teresa is a previously registered financial professional and started their career in finance in 2002. Teresa had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2016 - October 17, 2018
COHEN & COMPANY SECURITIES, LLC
January 25, 2010 - April 30, 2010
CASTLEOAK SECURITIES, LP
April 7, 2009 - December 31, 2009
DINOSAUR FINANCIAL GROUP, L.L.C
June 8, 2006 - April 17, 2007
DEUTSCHE BANK SECURITIES INC.
June 16, 2004 - August 22, 2005
BLAYLOCK & COMPANY, INC.
March 6, 2002 - June 20, 2002
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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