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JL

James P. Lynch

HUNTINGTON SECURITIES
Chicago, IL 60601
Some features on this profile are disabled
CRD#: 2363116
JL

Professional summary

James Patrick Lynch, who also goes by James P Lynch, is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Chicago, Illinois.

James is registered as a RR (Registered Representative) and started their career in finance in 1994. James has worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

James P Lynch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Patrick Lynch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 11, 2024 - Present

HUNTINGTON SECURITIES, INC.

Office #1: 222 North Lasalle Street Suite 1200, Chicago, IL 60601
BD
CRD#: 2261
Chicago, IL
Past

May 3, 2022 - June 14, 2024

DAIWA CAPITAL MARKETS AMERICA INC.

BD
CRD#: 1576
NEW YORK, NY
Past

October 31, 2019 - March 1, 2022

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
New York, NY
Past

February 4, 2019 - September 11, 2019

LOOP CAPITAL MARKETS LLC

BD
CRD#: 43098
NEW YORK, NY
Past

October 29, 2015 - February 21, 2019

BB&T SECURITIES, LLC

BD
CRD#: 142785
NEW YORK, NY
Past

July 31, 2013 - October 21, 2015

LOOP CAPITAL MARKETS LLC

BD
CRD#: 43098
NEW YORK, NY
Past

March 1, 2013 - May 23, 2013

SANTANDER US CAPITAL MARKETS LLC

BD
CRD#: 150696
NEW YORK, NY
Past

August 1, 2011 - March 7, 2013

PIERPONT CAPITAL ADVISORS LLC

BD
CRD#: 108424
NEW YORK, NY
Past

November 1, 2004 - July 15, 2011

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

August 11, 2003 - November 1, 2004

BONDS DIRECT SECURITIES LLC

BD
CRD#: 112297
NEW YORK, NY
Past

February 4, 2003 - August 8, 2003

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
MEMPHIS, TN
Past

August 31, 2001 - February 4, 2003

BNY MELLON SECURITIES LLC

BD
CRD#: 47268
JERSEY CITY, NJ
Past

November 25, 1994 - August 21, 2001

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/11/2024)
RR
Arizona
(12/11/2024)
RR
Arkansas
(12/11/2024)
RR
California
(12/11/2024)
RR
Colorado
(12/11/2024)
RR
Connecticut
(12/11/2024)
RR
Florida
(12/11/2024)
RR
Illinois
(12/11/2024)
RR
Indiana
(12/11/2024)
RR
Kentucky
(12/11/2024)
RR
Louisiana
(12/11/2024)
RR
Massachusetts
(12/11/2024)
RR
Michigan
(12/11/2024)
RR
Missouri
(12/11/2024)
RR
Montana
(12/11/2024)
RR
New Jersey
(12/11/2024)
RR
New Mexico
(12/11/2024)
RR
New York
(12/11/2024)
RR
North Carolina
(12/11/2024)
RR
Ohio
(12/11/2024)
RR
Oregon
(12/11/2024)
RR
Pennsylvania
(12/11/2024)
RR
Rhode Island
(12/11/2024)
RR
Tennessee
(12/11/2024)
RR
Texas
(12/11/2024)
RR
Utah
(12/11/2024)
RR
Virginia
(12/11/2024)
RR
West Virginia
(12/11/2024)
RR
Wisconsin
(12/11/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 3/1/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/23/1994
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HUNTINGTON SECURITIES, INC.
HUNTINGTON CAPITAL MARKETS | HUTCHINSON, SHOCKEY, ERLEY & CO. | HUTCHINSON SHOCKEY ERLEY | HUNTINGTON SECURITIES, INC.

CRD#: 2261 / SEC#: , 8-5761

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
41 South High St, Columbus, OH 43287
Mailing Address
41 South High St, Columbus, OH 43287
Phone number
(312) 443-1560
Established
Delaware since 02/08/1957
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HUNTINGTON BANCSHARES INCORPORATEDDIRECT OWNER
BEEKMAN, TODD ANDREWDIRECTOR6291198
BORRELLI, MARK ROBERTGENERAL COUNSEL/SECRETARY6803711
COSTANZO, SAMANTHA ANNDIRECTOR4133695
DIBOWSKI, TERRAHEAD OF BROKERAGE OPERATIONS5468840
FITZSIMMONS, DAVID RAYMONDHEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR4245434
HERBERT, KATHERINE ELEANORCONTROLLER/FINOP6412263
KLEINMAN, SCOTT DAVIDDIRECTOR2357636
MILCETICH, MATTHEW LOUISPRESIDENT6419334
SZWAGULAK, JOHN W IIICHIEF COMPLIANCE OFFICER4033023
WALTHER, KATHLEENDIRECTOR7858303

Disclosures

Regulatory Event8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUNTINGTON SECURITIES, INC.

CRD#: 2261Chicago, IL 60601

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