Barry W. Randall

CRABTREE ASSET MANAGEMENT L.L.C.

Saint Paul, MN

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CRD#: 2362811

Professional summary

Barry William Randall is a registered financial advisor currently at CRABTREE ASSET MANAGEMENT L.L.C. located in Saint Paul, Minnesota.

Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Barry has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry William Randall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2014 - Present

CRABTREE ASSET MANAGEMENT L.L.C.

RIA

CRD#: 149587

Saint Paul, MN

Past

February 21, 2007 - May 1, 2007

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

RIA

CRD#: 106909

BALTIMORE, MD

Past

January 2, 2002 - August 29, 2005

U.S. BANCORP ASSET MANAGEMENT, INC.

RIA

CRD#: 111912

MINNEAPOLIS, MN

Past

March 2, 1998 - April 8, 1998

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

June 30, 1995 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

June 16, 1993 - June 26, 1995

LOEWENBAUM & COMPANY INCORPORATED

CRD#: 26560

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/13/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/1/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/17/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/15/1993

General Securities Representative Examination

Current Firm

CRABTREE ASSET MANAGEMENT L.L.C.

CRABTREE ASSET MANAGEMENT L.L.C. | NAME 816

CRD#: 149587 / SEC#:

Minnesota

Registered Investment Advisory firm - (4/3/2009 Approved)

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Contact information

Main Address

Saint Paul, MN

Mailing Address

Phone number

(612) 916-6789

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 2,725,090

Red Flags

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Barry W. Randall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry William Randall's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRABTREE ASSET MANAGEMENT L.L.C.

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

U.S. BANCORP ASSET MANAGEMENT, INC.

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

LOEWENBAUM & COMPANY INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 12/1/2006

Series 63

Date: 6/17/1993

Series 7

Date: 6/15/1993

Current Firm

CRABTREE ASSET MANAGEMENT L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CRABTREE ASSET MANAGEMENT L.L.C.

TRUST BUT VERIFY

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