Paolo M. De Alessandrini
Professional summary
Paolo Michele De Alessandrini, who also goes by Paolo Michael De Alessandrini, Paolo M Dealessandrini, Paolo Michael Dealessandrini, Paolo Dealessandrini, is a registered financial professional currently at COMMERZ MARKETS LLC located in New York, New York.
Paolo is registered as a RR (Registered Representative) and started their career in finance in 1993. Paolo has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paolo Michele De Alessandrini's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2018 - Present
COMMERZ MARKETS LLC
Office #1: 225 Liberty Street, New York, NY 10281July 17, 2009 - August 4, 2015
ANZ SECURITIES, INC.
November 14, 2001 - September 19, 2007
HSBC SECURITIES (USA) INC.
August 27, 1999 - March 7, 2001
DEUTSCHE BANK SECURITIES INC.
June 5, 1997 - July 8, 1999
J.P. MORGAN SECURITIES INC.
August 6, 1993 - June 9, 1997
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
COMMERZ MARKETS LLC
CRD#: 41957 / SEC#: , 8-49647
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMERZBANK AG | SHAREHOLDER | |
| BARBELLA, JOSEPH | CHIEF COMPLIANCE OFFICER | 5058379 |
| DEFREN, JOHN CHARLES | CHIEF LEGAL OFFICER | 5917742 |
| GEREMIA, JOHN MICHAEL | PRESIDENT/MEMBER BOARD OF MANAGERS | 1794769 |
| HOLSTEN, ANDREAS FRITZ BRUNO | MEMBER BOARD OF MANAGERS | |
| HUBLEY, YOKO | CFO/FINOP | 4297053 |
| LI, SU-CHANG | PRINCIPAL OPERATIONS OFFICER/FINOP | 4990155 |
| LLOYD, KEITH ROSWELL | MEMBER BOARD OF MANAGERS | 2836268 |
| ROYAN, LEE-ANN | CHIEF OPERATING OFFICER | 4860551 |
| SOENNECKEN SCHMIDT, SILKE | MEMBER BOARD OF MANAGERS | |
| TONER, JOSEPH GREGORY | TREASURER | 4910635 |
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
