Lyle J. Mccombs
Professional summary
Lyle James Mccombs is a registered financial professional currently at US TIGER SECURITIES, INC. located in New York, New York and TRADEUP SECURITIES, INC. located in Roseland, New Jersey.
Lyle is registered as a RR (Registered Representative) and started their career in finance in 1993. Lyle has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lyle James Mccombs's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2023 - Present
US TIGER SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022April 5, 2023 - Present
TRADEUP SECURITIES, INC.
Office #1: 101 Eisenhower Parkway, Roseland, NJ 07068Office #2: 437 Madison Ave 27th Floor, New York, NY 10022November 19, 2001 - November 17, 2004
BARCLAYS CAPITAL INC.
October 11, 1993 - January 27, 2000
COMMERZBANK CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 4/5/2023
Operations Professional ExaminationFINRA
Current Firm
TRADEUP SECURITIES, INC.
CRD#: 18483 / SEC#: , 8-36754
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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