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LM

Lyle James Mccombs

US TIGER SECURITIES
NEW YORK, NY
·CRD# 2362481·33 years registered

Professional Summary

Lyle James Mccombs is a registered financial advisor currently at US TIGER SECURITIES, INC. located in New York, New York and TRADEUP SECURITIES, INC. located in Roseland, New Jersey. Lyle is registered as a RR (Registered Representative) and started their career in finance in 1993. Lyle has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years registered in the securities industry

Current & Past Employments

Current

US TIGER SECURITIES, INC.Current·CRD# 120583
BD
437 Madison Ave 27th Floor, New York, NY 10022
April 5, 2023 - Present
TRADEUP SECURITIES, INC.Current·CRD# 18483
BD
1. 101 Eisenhower Parkway, Roseland, NJ 070682. 437 Madison Ave 27th Floor, New York, NY 10022
April 5, 2023 - Present

Past

BARCLAYS CAPITAL INC.Past·CRD# 19714
BD
New York, NY
November 19, 2001 - November 17, 2004
COMMERZBANK CAPITAL MARKETS CORP.Past·CRD# 21787
BD
New York, NY
October 11, 1993 - January 27, 2000

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Current Firm

TS
TRADEUP SECURITIES, INC.

MARSCO INVESTMENT CORPORATION | TRADEUP SECURITIES, INC.

CRD#: 18483 / SEC#: 8-36754
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

437 Madison Ave 27th Floor, New York, NY 10022

Mailing Address

437 Madison Ave 27th Floor, New York, NY 10022

Phone Number

(973) 228-2886

Established

New Jersey since 09/03/1986

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TIGER FINTECH HOLDINGS INC.DOMESTIC ENTITY—
HUANG, LEICEO5248191
HUANG, LEIBOARD OF DIRECTOR5248191
LIANG, CEHEAD OF FINANCE/ PFO7554601
LIU, YOUQINGFINOP/POO/CFO5893930
LUPO, VINCENT JR.CHIEF OPERATIONS OFFICER1478037
YE, GUANWUCCO5985247

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1994About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Apr 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2022About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1993About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 1999About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Lyle James Mccombs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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