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EU

Edward W. Urban

OBERWEIS SECURITIES
Lisle, IL 60532
Some features on this profile are disabled
CRD#: 2362247
EU

Professional summary


Edward William Urban is a registered financial professional currently at OBERWEIS SECURITIES, INC. located in Lisle, Illinois.

Edward is registered as a RR (Registered Representative) and started their career in finance in 1994. Edward has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Edward William Urban's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 6, 2025 - Present

OBERWEIS SECURITIES, INC.

Office #1: 3333 Warrenville Road Suite 500, Lisle, IL 60532
BD
CRD#: 42060
Lisle, IL
Past

May 12, 2016 - February 19, 2025

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
BOSTON, MA
Past

July 5, 2013 - May 12, 2016

PYRAMIS DISTRIBUTORS CORPORATION LLC

BD
CRD#: 146430
SMITHFIELD, RI
Past

June 7, 2010 - May 7, 2013

LORD, ABBETT & CO. LLC

RIA
CRD#: 110391
JERSEY CITY, NJ
Past

April 23, 2010 - May 7, 2013

LORD ABBETT DISTRIBUTOR LLC

BD
CRD#: 530
JERSEY CITY, NJ
Past

April 8, 1998 - April 16, 2010

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
NEW YORK, NY
Past

April 17, 1996 - February 11, 1998

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

January 11, 1994 - April 17, 1996

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(11/6/2025)
RR
New Jersey
(11/6/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/4/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


OS
OBERWEIS SECURITIES, INC.
OBERWEIS BROKERAGE, INC. | OS 2 BROKERAGE, INC. | OBERWEIS.NET, INC. | OBERWEIS.NET | OBERWEIS SECURITIES, INC.

CRD#: 42060 / SEC#: , 8-49679

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
3333 Warrenville Road Suite 500, Lisle, IL 60532
Mailing Address
3333 Warrenville Road Suite 500, Lisle, IL 60532
Phone number
(630) 577-2300
Established
Illinois since 09/24/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
OBERWEIS, JAMES WALTERPRESIDENT, DIRECTOR2363059
OBERWEIS, JAMES DONALDSHAREHOLDER350272
HANNEMANN, ERIC VICARYCHIEF FINANCIAL OFFICER, TREASURER3264330
JOYCE, THOMAS PATRICKCHIEF COMPLIANCE OFFICER, SECRETARY5953683

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OBERWEIS SECURITIES, INC.

CRD#: 42060Lisle, IL 60532

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