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CRD#: 42060
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

OBERWEIS SECURITIES, INC. is located at 3333 Warrenville Road Suite 500, Lisle, IL 60532 and was first established at Chicago, Illinois in 09/24/1996. After operating for 29 years, OBERWEIS SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of OBERWEIS SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. OBERWEIS SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at OBERWEIS SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access OBERWEIS SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at OBERWEIS SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for OBERWEIS SECURITIES, INC. Comes From

Understanding the Statistics for OBERWEIS SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
3333 Warrenville Road Suite 500, Lisle, IL 60532
Mailing Address
3333 Warrenville Road Suite 500, Lisle, IL 60532
Firm Size
Small
Phone Number
(630) 577-2300
Established
Illinois since 09/24/1996
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
OBERWEIS, JAMES WALTERPRESIDENT, DIRECTOR2363059
OBERWEIS, JAMES DONALDSHAREHOLDER350272
HANNEMANN, ERIC VICARYCHIEF FINANCIAL OFFICER, TREASURER3264330
JOYCE, THOMAS PATRICKCHIEF COMPLIANCE OFFICER, SECRETARY5953683

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Advisor's working at OBERWEIS SECURITIES, INC.

BK

Benjamin Aaron Krimmel

Benjamin Krimmel
IAR
RR
CRD#: 4806902
Location:
Lisle, IL 60532
Company:
OBERWEIS ASSET MANAGEMENT INC
Disclosures:
Experience:
21 years
View Profile
TL

Thomas Russell Labelle

IAR
RR
CRD#: 7508301
Location:
Lisle, IL 60532
Company:
OBERWEIS ASSET MANAGEMENT INC
Disclosures:
Experience:
3 years
View Profile
BP

Brett Allen Pierson

IAR
RR
CRD#: 6045792
Location:
Lisle, IL 60532
Company:
OBERWEIS ASSET MANAGEMENT INC
Disclosures:
Experience:
13 years
View Profile
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