David M. Carter
Professional summary
David Michael Carter, who also goes by David M Carter, David Michael Carter, David Carter, is a registered financial advisor currently at J.J. BURNS & COMPANY located in Melville, New York.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Carter's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2025 - Present
J.J. BURNS & COMPANY
Office #1: 225 Broadhollow Road Suite 410, Melville, NY 11747June 10, 2022 - August 12, 2025
J.P. MORGAN SECURITIES LLC
May 31, 2022 - August 12, 2025
J.P. MORGAN SECURITIES LLC
August 26, 2021 - May 27, 2022
WEALTHSPIRE ADVISORS
May 19, 2010 - December 16, 2011
MML INVESTORS SERVICES, LLC
July 18, 1997 - September 4, 1998
ATLANTIC FINANCIAL SERVICES OF MAINE, INC.
September 17, 1993 - July 26, 1995
J.P. MORGAN SECURITIES INC.
Primary Firm SEC Registration
J.J. BURNS & COMPANY
CRD#: 140452 / SEC#: 801-66736
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/15/2025)
(10/15/2025)
Exams
Series 7TO
Date: 6/10/2022
General Securities Representative ExaminationCurrent Firm
J.J. BURNS & COMPANY
CRD#: 140452 / SEC#: 801-66736
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,064 |
| AUM (Assets Under Management) | $ 1,069,875,158 |
Red Flags
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