Arthur R. Romano
Professional summary
Arthur Robert Romano MR., who also goes by Art Romano, Arthur Robert Romano, is a registered financial advisor currently at FOREFRONT WEALTH MANAGEMENT located in Malvern, Pennsylvania.
Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Arthur has worked at 2 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Arthur Robert Romano MR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
November 29, 2021 - Present
FOREFRONT WEALTH MANAGEMENT
Office #1: 18 Church Road, Malvern, PA 19355March 22, 1994 - March 17, 1995
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
FOREFRONT WEALTH MANAGEMENT
CRD#: 299003 / SEC#: 801-114299
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/29/2021)
Exams
Current Firm
FOREFRONT WEALTH MANAGEMENT
CRD#: 299003 / SEC#: 801-114299
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 414 |
| AUM (Assets Under Management) | $ 246,375,325 |
Red Flags
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