Steven K. Beller
Professional summary
Steven Kevin Beller, CFP® is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Macomb, Michigan and TRANSAMERICA INVESTORS SECURITIES, LLC located in Equality, Alabama.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Steven has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Kevin Beller's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2014 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
April 19, 2014 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
April 25, 2013 - November 20, 2013
LJPR FINANCIAL ADVISORS
June 14, 2010 - February 5, 2013
PNC WEALTH MANAGEMENT LLC
October 19, 2007 - October 2, 2009
NATCITY INVESTMENTS, INC.
October 19, 2007 - October 2, 2009
NATCITY INVESTMENTS, INC.
October 20, 2006 - August 2, 2007
TD AMERITRADE, INC.
October 17, 2006 - August 2, 2007
TD AMERITRADE, INC.
April 12, 2004 - October 18, 2006
LASALLE FINANCIAL SERVICES, INC.
March 3, 2003 - November 26, 2003
BANC ONE SECURITIES CORPORATION
July 21, 1995 - March 19, 2003
CHARLES SCHWAB & CO., INC.
August 15, 1994 - July 7, 1995
MORGAN STANLEY DW INC.
August 25, 1993 - December 7, 1993
MULTI-BANK SECURITIES, INC.
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2014)
(4/19/2014)
Exams
Series 8
Date: 10/31/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
