Kenneth E. Reis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Eugene Reis, who also goes by Gene K Reis, Gene Kenneth Reis, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1993. Kenneth had worked at 9 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2012 - August 6, 2012
FINTEGRA, LLC
August 11, 2010 - July 5, 2011
KEY INVESTMENT SERVICES LLC
August 11, 2010 - July 5, 2011
KEY INVESTMENT SERVICES LLC
January 22, 2008 - July 30, 2010
EDWARD JONES
December 21, 2007 - July 30, 2010
EDWARD JONES
May 31, 2000 - October 11, 2000
FIRSTAR INVESTMENT SERVICES,INC.
January 6, 2000 - May 31, 2000
CONSECO SECURITIES, INC.
August 1, 1996 - December 9, 1996
LUMENT SECURITIES, LLC
January 18, 1996 - July 23, 1996
COMPULIFE INVESTOR SERVICES, INC.
June 20, 1995 - January 19, 1996
NATIONWIDE SECURITIES, LLC
June 15, 1993 - June 15, 1995
FINANCIAL HORIZONS SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINTEGRA, LLC
CRD#: 16741 / SEC#: 801-56275, 8-34434
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINTEGRA HOLDINGS, LLC | SHAREHOLDERS | |
| CAURRO, STEPHEN ANTHONY | BOARD OF DIRECTORS | 5845813 |
| CONNER, DANIEL | BOARD OF DIRECTORS | |
| SCHMITZ, DOUGLAS GENE | BOARD OF DIRECTORS | 1771132 |
| SCHUH, JEFFREY ALLEN | CHIEF FINANCIAL OFFICER, FINOP | 1036839 |
| WALTER, KENNETH JOHN | BOARD OF DIRECTORS | 5845803 |
| WEBER, DOREEN LEA | PRESIDENT/CEO/CCO | 1368639 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
