BM
Bhagwati Mahendru
REALTA INVESTMENT ADVISORS,
GRANADA HILLS, CA
Some features on this profile are disabled
CRD#: 2360416
BM
Professional summary
Bhagwati Mahendru is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in Granada Hills, California and REALTA EQUITIES, INC. located in Granada Hills, California.
Bhagwati is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Bhagwati has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MAHENDRU FINANCIAL GROUP, MAHENDRU FINANCIAL, MF GROUP; DBA; 13451 MISSION TIERRA WAY GRANADA HILLS, CA 91344; WWW.MAHENDRU.COM; PRESIDENT; NO COMPENSATION; 0 HOURS PER WEEK "DOING BUSINESS AS" (DBA); START DATE: 3/7/2011. 2. BHAGWATI MAHENDRU - SOLE PROPRIETOR; 13451 MISSION TIERRA WAY GRANADA HILLS, CA 91344; INSURANCE; START DATE: 8/24/2004; INSURANCE SERVICES INCLUDING HEALTH, LIFE, DISABILITY, AND ANNUITIES; WWW.MAHENRU.COM; COMPENSATION IN THE FORM OF FEES; 0-1 HOUR PER WEEK DURING NORMAL TRADING HOURS. 3. VALLEY FAMILY CENTER; 302 S BRAND BLVD SAN FERNANDO, CA 91340; NON-PROFIT ORGANIZATION PROVIDING COUNSELING; VALLEYFAMILYCENTER.ORG; BOARD MEMBER; NO COMPENSATION; START DATE 1/8/2013; 2 HRS. PER MONTH SOME DURING NORMAL TRADING HOURS. 4. NANSER INC; 13451 MISSION TIERRA WAY GRANADA HILLS, CA 91344; NOT INVESTMENT RELATED: MANAGING PERSONAL INVESTMENTS; CHAIRMAN AND CEO; START DATE: 5/2023; NO COMPENSATION; APPROXIMATELY 1 HOUR PER WEEK DURING NORMAL TRADING HOURS. 5. REALTA INVESTMENT ADVISORS, INC; 1201 NORTH ORANGE STREET STE 729 WILMINGTON, DE 19801; START: 11/2024; INVESTMENT ADVISORY SERVICES; WWW.REALTAWEALTH.COM; INVESTMENT ADVISORY REPRESENTATIVE; COMPENSATION IN THE FORM OF FEES; 2 HOURS PER WEEK DURING NORMAL TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Bhagwati Mahendru's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2024 - Present
REALTA INVESTMENT ADVISORS, INC
RIA
CRD#: 134952
GRANADA HILLS, CA
Current
November 8, 2024 - Present
REALTA EQUITIES, INC.
BD
CRD#: 23769
GRANADA HILLS, CA
Past
September 8, 2022 - November 11, 2024
CETERA ADVISORS LLC
BD
CRD#: 10299
GRANADA HILLS, CA
Past
November 12, 2020 - November 11, 2024
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
GRANADA HILLS, CA
Past
July 17, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
GRANADA HILLS, CA
Past
February 11, 2002 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
GRANADA HILLS, CA
Past
August 18, 1993 - February 11, 2002
INTERFIRST CAPITAL CORPORATION
BD
CRD#: 7659
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/8/2024)
RR
California(11/8/2024)
IAR
California(11/12/2024)
RR
Florida(11/8/2024)
RR
Georgia(11/8/2024)
RR
Indiana(11/8/2024)
RR
Kansas(11/8/2024)
RR
Missouri(11/8/2024)
RR
New Hampshire(11/8/2024)
RR
New Jersey(11/8/2024)
RR
New York(11/8/2024)
RR
Texas(11/8/2024)
IAR
Texas(11/8/2024)
RR
Virginia(11/8/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Mailing Address
Phone number
(888) 657-5200
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,958 |
| AUM (Assets Under Management) | $ 343,465,487 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
