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Donald Allen Ritcheson

FHN FINANCIAL SECURITIES
MEMPHIS, TN
·CRD# 2360009·32 years experience

Professional Summary

Donald Allen Ritcheson is a registered financial advisor currently at FHN FINANCIAL SECURITIES CORP. located in Memphis, Tennessee. Donald is registered as a RR (Registered Representative) and started their career in finance in 1994. Donald has worked at 5 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 79TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

FHN FINANCIAL SECURITIES CORP.·CRD# 46346
BD
1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120
June 8, 2010 - Present
FTN EQUITY CAPITAL MARKETS CORP.·CRD# 119625
BD
Memphis, TN
August 4, 2009 - April 26, 2010
B. RILEY WEALTH MANAGEMENT·CRD# 2543
BD
Memphis, TN
July 18, 2006 - August 3, 2009
FTN EQUITY CAPITAL MARKETS CORP.·CRD# 119625
BD
Cleveland, OH
April 28, 2003 - May 16, 2005
FHN FINANCIAL SECURITIES CORP.·CRD# 46346
BD
Memphis, TN
August 20, 1999 - May 31, 2005
LEGACY SECURITIES CORP.·CRD# 35532
BD
Atlanta, GA
November 14, 1996 - August 26, 1999
LLAMA COMPANY·CRD# 22440
BD
Fayetteville, AR
October 11, 1994 - November 11, 1996

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Current Firm

FF
FHN FINANCIAL SECURITIES CORP.

FHN FINANCIAL SECURITIES CORP. | MIDWEST RESEARCH FIRST TENNESSEE SECURITIES CORP. | FTN FINANCIAL SECURITIES CORP | FIRST TENNESSEE SECURITIES CORPORATION | FIRST TENNESSEE SECURITIES CORP.

CRD#: 46346 / SEC#: 8-51393
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120

Mailing Address

1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120

Phone Number

(901) 435-8080

Established

Tennessee since 10/30/1998

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIRST HORIZON BANKSHAREHOLDER—
BUCK, WILLIAM JAMES IIPRINCIPAL OPERATING OFFICER3129662
GRIFFIN, MARK DANIELSVP, RISK CONTROL MANAGER7462222
JACKSON, JEFF BRIANSVP/ TRADING MANAGER2777631
MICHAEL, PENNY ELAINECHIEF COMPLIANCE OFFICER2751016
RITCHESON, DONALD ALLENPRINCIPAL FINANCIAL OFFICER / CFO2360009
ROMANOW, TIMOTHY MARKPRESIDENT/CEO2533445
WADDELL, MICHAEL KNOXEVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY5657529

Disclosures

Regulatory Event

7

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(12/19/2022)
RR
Tennessee
(6/8/2010)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1997About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jul 2025About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Feb 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1999About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 1994About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Donald Allen Ritcheson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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