Ethan G. Kahn
Professional summary
Ethan Gil Kahn is a registered financial advisor currently at WOLVERINE EXECUTION SERVICES, LLC located in Chicago, Illinois.
Ethan is registered as a RR (Registered Representative) and started their career in finance in 1997. Ethan has worked at 6 firms and has passed the Series 57TO, SIE, Series 7, Series 24, Series 27 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ethan Gil Kahn's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2024 - Present
WOLVERINE EXECUTION SERVICES, LLC
Office #1: 175 W. Jackson Blvd., Suite 200, Chicago, IL 60604October 25, 2006 - September 11, 2024
WOLVERINE TRADING, LLC
November 23, 2004 - November 9, 2006
QUIET LIGHT SECURITIES, LLC
August 9, 2001 - December 10, 2009
CASTLEBRIDGE CAPITAL ADVISORS, INC.
January 8, 2000 - April 25, 2011
CASTLEBRIDGE RISK SOLUTIONS, INC.
September 18, 1997 - August 30, 1999
CASTLEBRIDGE ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 28
Date: 1/5/1998
Introducing Broker/Dealer Financial Operations Principal ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WOLVERINE EXECUTION SERVICES, LLC
CRD#: 120719 / SEC#: , 8-65336
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOLVERINE TRADING, LLC | LIMITED LIABILITY CORPORATION | 36848 |
| CAVICKE, DAVID | CHIEF LEGAL COUNSEL | 6027073 |
| KULA, JUDITH MARIE | CHIEF FINANCIAL OFFICER FINOP | 1255502 |
| MURPHY, PATRICK TIMOTHY | CHIEF OPERATING OFFICER/EXECUTIVE REPRESENTATIVE | 2057769 |
| MURRAY, CRAIG JOHN | CHIEF COMPLIANCE OFFICER | 6136205 |
| SOWERS, BRAD ALLEN | ROSFP | 2530780 |
Disclosures
| Regulatory Event | 43 |
Red Flags
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