John T. Mills
Professional summary
John Thomas Mills JR, who also goes by Buddy Mills, is a registered financial professional currently at BARRAMUNDI CAPITAL LLC located in Boca Raton, Florida.
John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Thomas Mills JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2022 - Present
BARRAMUNDI CAPITAL LLC
Office #1: 751 Park Of Commerce Drive Suite 128, Boca Raton, FL 33487October 10, 2019 - July 23, 2021
FINTRUST CAPITAL ADVISORS, LLC
August 21, 2019 - July 23, 2021
FINTRUST BROKERAGE SERVICES, LLC
August 8, 2017 - December 10, 2018
MATRIX 360 DISTRIBUTORS, LLC
February 21, 2006 - March 15, 2006
CITIGROUP GLOBAL MARKETS INC.
February 21, 2006 - March 15, 2006
CITIGROUP GLOBAL MARKETS INC.
June 9, 2000 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
November 23, 1999 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
July 19, 1993 - December 13, 1999
J.C. BRADFORD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2022)
(11/15/2024)
Exams
Series 7TO
Date: 10/17/2019
General Securities Representative ExaminationFINRA
Current Firm
BARRAMUNDI CAPITAL LLC
CRD#: 316044 / SEC#: , 8-70812
Contact information
FINRA licenses (32 States and Territories)
Red Flags
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