Timothy F. Schroth

FIRST COMMAND ADVISORY SERVICES

Alexandria, VA 22312

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CRD#: 2359446

Professional summary

Timothy Francis Schroth, who also goes by Timothy F Schroth, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Alexandria, Virginia and FIRST COMMAND BROKERAGE SERVICES, INC. located in Alexandria, Virginia.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Timothy has worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy F Schroth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the other business: Private Property Rental ; Whether the business is investment-related: No ; Address of the other business: 8435 Peace Lily CT APT 314 Lorton VA 22079 ; Nature of the other business: Real Estate/Rental Property ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 5/1/2023 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: I am leasing this property and act as Landlord.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Francis Schroth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2021 - Present

FIRST COMMAND ADVISORY SERVICES

Office #1: 5285 Shawnee Rd Suite 305, Alexandria, VA 22312

RIA

CRD#: 281958

Alexandria, VA

Current

September 6, 2021 - Present

FIRST COMMAND BROKERAGE SERVICES, INC.

Office #1: 5285 Shawnee Road-suite 305, Alexandria, VA 22312-2328

CRD#: 3641

Alexandria, VA

Past

March 1, 2005 - March 1, 2012

OSAIC WEALTH, INC.

CRD#: 23131

HONOLULU, HI

Past

September 17, 2003 - March 11, 2005

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

HONOLULU, HI

Past

September 17, 2003 - March 11, 2005

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

September 1, 1998 - September 3, 2003

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

HONOLULU, HI

Past

June 11, 1993 - September 3, 2003

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/6/2025)

Alaska
(3/30/2022)

California
(1/31/2024)

District of Columbia
(11/8/2021)

Florida
(12/19/2023)

Hawaii
(4/28/2022)

Maryland
(11/8/2021)

Massachusetts
(5/26/2022)

Ohio
(1/2/2024)

Oklahoma
(4/14/2025)

Tennessee
(2/1/2022)

Virginia
(11/8/2021)

IAR

Virginia
(11/8/2021)

Washington
(4/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/23/2021

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/29/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/5/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/4/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/16/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/10/1999

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 6/4/1994

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 6/5/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

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Contact information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone number

(817) 731-8621

Established

Firm type

Fiscal year end

# of Employees

1,787

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (10/30/2024)

DESCRIPTION OF SERVICES (10/30/2024)

Regulatory assets under management

Total Number of Accounts	110,166
AUM (Assets Under Management)	$ 22,090,760,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Timothy F. Schroth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Francis Schroth's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST COMMAND BROKERAGE SERVICES, INC.

OSAIC WEALTH, INC.

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

FIRST COMMAND ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 10/23/2021

Series 65

Date: 6/29/1998

Series 63

Date: 6/5/1993

Series 7TO

Date: 9/4/2021

SIE

Date: 6/16/2021

Series 7

Date: 5/10/1999

Series 22

Date: 6/4/1994

Series 6

Date: 6/5/1993

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST COMMAND ADVISORY SERVICES

TRUST BUT VERIFY

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