RK
Robert P. Kennedy
BFC PLANNING
Clarksville, TN 37040
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CRD#: 2359314
RK
Professional summary
Robert Preston Kennedy, who also goes by Rob Harrison, Rob Preston Kennedy, Robert Preseton Kennedy, is a registered financial advisor currently at BFC PLANNING, INC. located in Clarksville, Tennessee and SECURITIES MANAGEMENT & RESEARCH, INC. located in Clarksville, Tennessee.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Robert has worked at 4 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Harrison | Rob Preston Kennedy | Robert Preseton Kennedy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. R P KENNEDY & CO. INC.-N-MONTGOMERY, AL-CONSULTING-PRESIDENT-12/2011-3-0-CONSULTING, INCLUDING HOURLY BUSINESS CONSULTING, EXPERT WITNESS TESTIMONY, AND RECRUITING. 2. AMERICAN NATIONAL INSURANCE-N-CLARKSVILLE,TN-INSURANCE SALES-AGENT-09/2019-100-05-SELL INSURANCE PRODUCTS FOR ANICO. 3. EXECUTOR- N- CLARKSVILLE, TN- FATHER'S ESTATE- 08/2022- 1- 0- PAY EXPENSES AND DISPERSE THE ASSETS OF THE ESTATE. 4. KENNEDY & COMPANY- Y- CLARKSVILLE, TN- INSURANCE AND SECURITIES BUSINESS- OWNER- 01/2024- 160- 120- DBA MONIKER USED FOR INSURANCE AND SECURITIES BUSINESS. 5. THE WOODLANDS FINANCIAL GROUP- N- CLARKSVILLE, TN- INSURANCE SALES AND SERVICE- AGENT- 10/2024- 80- 30- INSURANCE SALES AND SERVICE.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Preston Kennedy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2020 - Present
BFC PLANNING, INC.
Office #1: 211 S 2nd Street Suite 201, Clarksville, TN 37040RIA
CRD#: 119682
Clarksville, TN
Current
December 20, 2019 - Present
SECURITIES MANAGEMENT & RESEARCH, INC.
Office #1: 1100b Ted A Crozier, Sr Blvd, Clarksville, TN 37043BD
CRD#: 759
Clarksville, TN
Past
April 15, 2004 - January 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MONTGOMERY, AL
Past
October 2, 1996 - January 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MONTGOMERY, AL
Past
July 19, 1993 - October 25, 1996
J.C. BRADFORD & CO.
BD
CRD#: 1287
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/30/2020)
RR
Kentucky(1/30/2020)
RR
South Carolina(1/30/2025)
IAR
Tennessee(1/28/2020)
RR
Tennessee(1/30/2020)
RR
Texas(10/7/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/20/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BFC PLANNING, INC.
CRD#: 119682Clarksville, TN 37040TRUST BUT VERIFY
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