Matthew J. Appelstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew J Appelstein, who also goes by Matt J Appelstein, Matthew Jay Appelstein, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1993. Matthew had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2025 - December 31, 2025
PINE DISTRIBUTORS LLC
February 28, 2020 - February 28, 2025
FORESIDE FINANCIAL SERVICES, LLC
October 5, 2011 - March 27, 2018
RBC CAPITAL MARKETS, LLC
April 9, 2004 - June 3, 2011
OLD MUTUAL INVESTMENT PARTNERS
January 22, 1997 - June 18, 2003
FIDELITY DISTRIBUTORS COMPANY LLC
September 27, 1993 - December 31, 1996
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
PINE DISTRIBUTORS LLC
CRD#: 323408 / SEC#: , 8-71004
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
