SB
Scott L. Barbee
AEGIS FINANCIAL
MCLEAN, VA 22101
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CRD#: 2359088
SB
Professional summary
Scott Lon Barbee is a registered financial advisor currently at AEGIS FINANCIAL CORPORATION located in Mclean, Virginia.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Scott has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. BARBEE SERVES AS THE PORTFOLIO MANAGER, PRESIDENT AND TRUSTEE OF THE AEGIS FUNDS, A REGISTERED OPEN-END INVESTMENT COMPANY, LOCATED IN MCLEAN VA, FOR WHICH AEGIS FINANCIAL CORP. ACTS AS INVESTMENT ADVISER. THIS ACTIVITY IS INVESTMENT RELATED AND IT IS A FULL-TIME JOB MANAGING THE FUND'S PORTFOLIO. MR. BARBEE HAS BEEN TRUSTEE OF THE AEGIS FUNDS SINCE ITS INCEPTION IN JANUARY 2004. MR. BARBEE HAS SERVED AS PORTFOLIO MANAGER AND OFFICER OF THE AEGIS VALUE FUND SINCE ITS INCEPTION IN MAY 1998. AEGIS VALUE FUND MERGED INTO THE AEGIS FUNDS AS A SEPARATE SERIRES IN FEBRUARY 2014.
MR. BARBEE SERVES AS PRESIDENT AND DIRECTOR OF THE BARBEE FAMILY FOUNDATION, LOCATED IN COLLEGE STATION TX, A PRIVATE NON-PROFIT CHARITABLE ORGANIZATION SINCE DECEMBER 2012. HE SPENDS ABOUT 10 HOURS ANNUALLY OVERSEEING INVESTMENT AND OTHER ACTIVITIES OF THE FOUNDATION.
MR. BARBEE ALSO SERVES AS DIRECTOR OF DONALD SMITH & COMPANY, A REGISTERED INVESTMENT ADVISOR, AND DONALD & PAULA SMITH FAMILY FOUNDATION, A CHARITABLE ORGANIZATION. MR. BARBEE'S DUTIES INCLUDE OVERSIGHT OF INVESTMENT ACTIVITY. MR. BARBEE SPENDS APPROXIMATELY OVER 30 HOURS ANNUALLY CARRYING OUT HIS DUTIES FOR THESE TWO ENTITIES LOCATED IN NEW YORK CITY NY. MR. BARBEE BECAME DIRECTOR OF BOTH ORGANIZATIONS IN MAY 2014.
MR. BARBEE ALSO SERVES AS DIRECTOR OF ATLAS ECONOMIC RESEARCH FOUNDATION, A CHARITABLE ORGANIZATION HEADQUARTERED IN WASHINGTON DC. MR. BARBEE'S DUTIES INCLUDE MANAGER SELECTION FOR THE FOUNDATION'S CASH DEPLOYMENT. ESTIMATED TIME INVOLVED WITH FOUNDATION WORK IS APPROXIMATELY 80 HOURS ANNUALLY. MR. BARBEE BECAME DIRECTOR AND TREASURER OF THE ATLAS ECONOMIC RESEARCH FOUNDATION IN NOVEMBER 2015.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Lon Barbee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 1997 - Present
AEGIS FINANCIAL CORPORATION
Office #1: 6862 Elm Street Suite 830, Mclean, VA 22101RIA
CRD#: 111587
MCLEAN, VA
Past
November 19, 1996 - June 25, 2013
BGB SECURITIES, INC.
BD
CRD#: 36716
MCLEAN, VA
Past
March 23, 1994 - September 25, 1995
SIMMONS & COMPANY INTERNATIONAL
BD
CRD#: 23974
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AEGIS FINANCIAL CORPORATION
AEGIS FINANCIAL CORPORATION | BERNO GAMBAL & BARBEE INC
CRD#: 111587 / SEC#: 801-46901
RIA
Registered Investment Advisory firm - (7/8/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/8/2015)
IAR
Virginia(2/13/1997)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AF
AEGIS FINANCIAL CORPORATION
AEGIS FINANCIAL CORPORATION | BERNO GAMBAL & BARBEE INC
CRD#: 111587 / SEC#: 801-46901
RIA
Registered Investment Advisory firm - (7/8/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6862 Elm Street Suite 830, Mclean, VA 22101
Mailing Address
Phone number
(703) 528-7788
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 67 |
| AUM (Assets Under Management) | $ 380,976,522 |
Red Flags
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