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Saundra M. Hudspeth

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CRD#: 2358251
SH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Saundra Michelle Hudspeth, who also goes by Saundra Michelle Bynum, Saundra Michelle Hudspeth, was a registered financial professional .

Saundra is a previously registered financial professional and started their career in finance in 1995. Saundra had worked at 21 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Saundra Michelle Bynum | Saundra Michelle Hudspeth

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Patten Training & Review LLC located at 85 N Frontera, The Woodlands, TX, 77382. Not investment-related. Nature of business is consulting. Position of Compliance Director as of 12/11/2017. Hours vary based on business need.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 9, 2025 - August 4, 2025

ASPIDA FINANCIAL DISTRIBUTORS, LLC

BD
CRD#: 322843
SPRING, TX
Past

March 7, 2024 - August 22, 2025

INNOVATION PARTNERS LLC

BD
CRD#: 146344
CHARLOTTE, NC
Past

March 6, 2024 - September 5, 2025

IP FINANCIAL ADVISORY SERVICES LLC

RIA
CRD#: 305772
Yancey, TX
Past

December 21, 2022 - May 25, 2023

DASTA FINANCIAL, LLC

BD
CRD#: 316477
NEW YORK, NY
Past

August 19, 2022 - August 29, 2022

Z&G CAPITAL INC.

BD
CRD#: 305319
MISSOURI CITY, TX
Past

April 28, 2022 - August 2, 2025

HAMPTONROCK PARTNERS

BD
CRD#: 306647
Dallas, TX
Past

August 17, 2021 - June 30, 2022

MAMMOTH RESEARCH

BD
CRD#: 118148
Fort Wayne, IN
Past

July 13, 2021 - August 25, 2022

PEOPLE'S UNITED ADVISORS, INC.

RIA
CRD#: 292454
Yancey, TX
Past

July 12, 2021 - August 25, 2022

PEOPLE'S SECURITIES, INC.

BD
CRD#: 13704
BRIDGEPORT, CT
Past

July 6, 2021 - February 21, 2022

TRUSTFIRST

BD
CRD#: 39057
KNOXVILLE, TN
Past

June 19, 2020 - June 20, 2025

SYNAPSE BROKERAGE LLC

BD
CRD#: 137662
San Antonio, TX
Past

October 17, 2019 - July 1, 2020

CRESCENDO MARKETS LLC

BD
CRD#: 298072
NEW YORK, NY
Past

April 2, 2019 - August 4, 2025

LINDEN THOMAS ADVISORY SERVICES, LLC

RIA
CRD#: 288557
Yancey, TX
Past

December 1, 2018 - October 1, 2019

JARDINE LLOYD THOMPSON CAPITAL MARKETS INC

BD
CRD#: 146485
PHILADELPHIA, PA
Past

October 16, 2018 - February 6, 2019

ROCKEFELLER FINANCIAL LLC

BD
CRD#: 291361
NEW YORK, NY
Past

September 6, 2018 - February 4, 2019

KERCHEVILLE & COMPANY, INC.

BD
CRD#: 15871
SAN ANTONIO, TX
Past

September 5, 2018 - August 4, 2025

LINDEN THOMAS AND COMPANY SECURITIES, LLC

BD
CRD#: 290244
CHARLOTTE, NC
Past

March 7, 2011 - September 4, 2018

NATIONWIDE SECURITIES, LLC

RIA
CRD#: 11173
SAN ANTONIO, TX
Past

December 21, 2010 - September 4, 2018

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
SAN ANTONIO, TX
Past

September 27, 2010 - December 20, 2010

INVESTMENT PROFESSIONALS, INC.

BD
CRD#: 30184
SAN ANTONIO, TX
Past

November 27, 2007 - July 19, 2010

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
SAN ANTONIO, TX
Past

August 16, 1995 - July 19, 2010

USAA INVESTMENT SERVICES COMPANY

BD
CRD#: 5475
SAN ANTONIO, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/23/2011
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


AF
ASPIDA FINANCIAL DISTRIBUTORS, LLC
ASPIDA FINANCIAL DISTRIBUTORS, LLC | ASPIDA INVESTOR SERVICES, LLC

CRD#: 322843 / SEC#: , 8-71001

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
8111 Ashlane Way Suite 207, Spring, TX 77382
Mailing Address
2327 Englert Dr, Durham, NC 27713
Phone number
(804) 698-0696
Established
North Carolina since 06/13/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ASPIDA HOLDINGS, LLCMANAGING MEMBER
KOWALSKI, DEIRDRE PATTENCEO1357509
MCBROOM, TAIESHA LAINI CANTWELLCORPORATE SECRETARY
SHUMBERG, IVANA MFINANCIAL & OPERATIONS PRINCIPAL3167225
STANTON, KIMBERLYCCO6574919

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ASPIDA FINANCIAL DISTRIBUTORS, LLC

CRD#: 322843

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