Elvis S. Parkes
Professional summary
Elvis Sylvester Parkes, who also goes by Evan Sylvester Parkes, Evan Parkes, is a registered financial professional currently at REID & RUDIGER LLC located in New York, New York.
Elvis is registered as a RR (Registered Representative) and started their career in finance in 1993. Elvis has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elvis Sylvester Parkes's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2008 - Present
REID & RUDIGER LLC
Office #1: 40 Wall Street Ste 1708, New York, NY 10005Office #2: 55 Broad Street 28th Floor, New York, NY 10004March 14, 2007 - February 12, 2008
CAPITAL GROWTH FINANCIAL, LLC
March 30, 1999 - February 22, 2007
EASTBROOK CAPITAL GROUP LLC
February 13, 1998 - March 26, 1999
BRIARWOOD INVESTMENT COUNSEL
January 20, 1997 - January 30, 1998
NICHOLS, SAFINA, LERNER & CO. INC.
September 11, 1995 - December 13, 1996
THE BOSTON GROUP
July 7, 1994 - September 11, 1995
NICHOLS, SAFINA, LERNER & CO. INC.
November 11, 1993 - July 13, 1994
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2009)
(4/11/2012)
(3/24/2008)
(2/11/2010)
(9/20/2017)
(12/18/2008)
(5/10/2011)
(3/21/2012)
(3/26/2008)
(3/11/2009)
(3/14/2012)
(1/13/2009)
(2/27/2008)
(5/20/2008)
(3/5/2012)
(3/14/2012)
(2/27/2008)
(1/7/2009)
(3/9/2011)
(1/22/2009)
(4/24/2008)
(9/29/2017)
(2/27/2008)
(12/17/2008)
(4/17/2012)
(6/18/2008)
(1/14/2009)
(1/27/2009)
(10/6/2010)
(7/31/2017)
(2/13/2009)
(12/15/2008)
(9/18/2017)
(1/9/2009)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
REID & RUDIGER LLC
CRD#: 47263 / SEC#: , 8-51721
Contact information
FINRA licenses (48 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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