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EP

Elvis S. Parkes

Some features on this profile are disabled
CRD#: 2358223
EP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Elvis Sylvester Parkes, who also goes by Evan Sylvester Parkes, Evan Parkes, was a registered financial professional .

Elvis is a previously registered financial professional and started their career in finance in 1993. Elvis had worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Evan Sylvester Parkes | Evan Parkes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 27, 2008 - April 29, 2026

REID & RUDIGER LLC

BD
CRD#: 47263
New York, NY
Past

March 14, 2007 - February 12, 2008

CAPITAL GROWTH FINANCIAL, LLC

BD
CRD#: 41040
NEW YORK, NY
Past

March 30, 1999 - February 22, 2007

EASTBROOK CAPITAL GROUP LLC

BD
CRD#: 39781
NEW YORK, NY
Past

February 13, 1998 - March 26, 1999

BRIARWOOD INVESTMENT COUNSEL

BD
CRD#: 6368
NEW YORK, NY
Past

January 20, 1997 - January 30, 1998

NICHOLS, SAFINA, LERNER & CO. INC.

BD
CRD#: 35476
NEW YORK, NY
Past

September 11, 1995 - December 13, 1996

THE BOSTON GROUP

BD
CRD#: 37652
LOS ANGELES, CA
Past

July 7, 1994 - September 11, 1995

NICHOLS, SAFINA, LERNER & CO. INC.

BD
CRD#: 35476
NEW YORK, NY
Past

November 11, 1993 - July 13, 1994

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/21/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/10/1993
General Securities Representative Examination

Current Firm

R&
REID & RUDIGER LLC
REID & RUDIGER LLC

CRD#: 47263 / SEC#: , 8-51721

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall Street Ste 1708, New York, NY 10005
Mailing Address
40 Wall Street Ste 706, New York, NY 10005
Phone number
(212) 785-0500
Established
New York since 03/18/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EVERMORE HOLDINGS, LLCDIRECT OWNER
HARRISON, MARCMANAGING DIRECTOR, GSP, (ROP, CROP, SROP EFFECTIVE 5/2001), DESIGNATED GOVERNMENT PRINCIPAL1605568
MEZZATESTA, KELLI ACCO, AML CO4701170
RUDIGER, EDWARD JOSEPH JRCEO2118724
STOUBER, RANDY MARCFINOP1104531

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REID & RUDIGER LLC

CRD#: 47263

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