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EP

Elvis S. Parkes

PHX FINANCIAL
NEW YORK, NY 10005
Some features on this profile are disabled
CRD#: 2358223
EP

Professional summary

Elvis Sylvester Parkes, who also goes by Evan Sylvester Parkes, Evan Parkes, is a registered financial professional currently at PHX FINANCIAL, INC. located in New York, New York.

Elvis is registered as a RR (Registered Representative) and started their career in finance in 1993. Elvis has worked at 8 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Evan Sylvester Parkes | Evan Parkes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elvis Sylvester Parkes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 11, 2026 - Present

PHX FINANCIAL, INC.

Office #1: 100 Wall Street Suite 2101, New York, NY 10005
BD
CRD#: 144403
NEW YORK, NY
Past

February 27, 2008 - April 29, 2026

REID & RUDIGER LLC

BD
CRD#: 47263
New York, NY
Past

March 14, 2007 - February 12, 2008

CAPITAL GROWTH FINANCIAL, LLC

BD
CRD#: 41040
NEW YORK, NY
Past

March 30, 1999 - February 22, 2007

EASTBROOK CAPITAL GROUP LLC

BD
CRD#: 39781
NEW YORK, NY
Past

February 13, 1998 - March 26, 1999

BRIARWOOD INVESTMENT COUNSEL

BD
CRD#: 6368
NEW YORK, NY
Past

January 20, 1997 - January 30, 1998

NICHOLS, SAFINA, LERNER & CO. INC.

BD
CRD#: 35476
NEW YORK, NY
Past

September 11, 1995 - December 13, 1996

THE BOSTON GROUP

BD
CRD#: 37652
LOS ANGELES, CA
Past

July 7, 1994 - September 11, 1995

NICHOLS, SAFINA, LERNER & CO. INC.

BD
CRD#: 35476
NEW YORK, NY
Past

November 11, 1993 - July 13, 1994

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/11/2026)
RR
Arizona
(5/11/2026)
RR
California
(5/11/2026)
RR
Connecticut
(5/13/2026)
RR
Delaware
(5/13/2026)
RR
District of Columbia
(5/11/2026)
RR
Florida
(5/12/2026)
RR
Georgia
(5/11/2026)
RR
Indiana
(5/13/2026)
RR
Iowa
(5/13/2026)
RR
Kansas
(5/13/2026)
RR
Kentucky
(5/11/2026)
RR
Louisiana
(5/11/2026)
RR
Michigan
(5/11/2026)
RR
Minnesota
(5/13/2026)
RR
New Mexico
(5/11/2026)
RR
New York
(5/11/2026)
RR
North Carolina
(5/11/2026)
RR
Ohio
(5/11/2026)
RR
Pennsylvania
(5/12/2026)
RR
South Carolina
(5/14/2026)
RR
Texas
(5/11/2026)
RR
Vermont
(5/11/2026)
RR
Washington
(5/14/2026)
RR
West Virginia
(5/11/2026)
RR
Wyoming
(5/11/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/21/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/10/1993
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PF
PHX FINANCIAL, INC.
BLACKWALL CAPITAL MARKETS, INC. | PHX FINANCIAL, INC. | PHOENIX FINANCIAL SERVICES | GRANDVIEW CAPITAL, INC.

CRD#: 144403 / SEC#: , 8-67653

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
100 Wall Street Floor 10, New York, NY 10005
Mailing Address
100 Wall Street Floor 10, New York, NY 10005
Phone number
(212) 776-4187
Established
Florida since 12/27/2006
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PHOENIX FINANCIAL CONSOLIDATED HOLDINGS, LPPARENT OF BROKER DEALER
CHEN, KEVINCEO4871316
GILMAN, ROBERT CRAIGFINOP - PFO1738412
MONTANA, JOSEPH RYANROSFP, MSRB PRINCIPAL5640919
OTOYA, DANIEL ORLANDOCHIEF COMPLIANCE OFFICER2208241

Disclosures

Regulatory Event4
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PHX FINANCIAL, INC.

CRD#: 144403New York, NY 10005

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