Andrew L. Kadala

CETERA INVESTMENT ADVISERS

ANNAPOLIS, MD

CRD#: 2358123

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Professional summary

Andrew Louis Kadala, who also goes by Andrew L Kadala, Andy Kadala, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Annapolis, Maryland and CETERA ADVISORS LLC located in Annapolis, Maryland.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Andrew has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew L Kadala | Andy Kadala

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Louis Kadala's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

ANNAPOLIS, MD

Current

September 27, 2017 - Present

CETERA ADVISORS LLC

CRD#: 10299

Annapolis, MD

Past

September 28, 2017 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

ODENTON, MD

Past

February 19, 2015 - October 2, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ANNAPOLIS, MD

Past

February 13, 2015 - October 2, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ANNAPOLIS, MD

Past

June 1, 2009 - February 27, 2015

MORGAN STANLEY

RIA

CRD#: 149777

ANNAPOLIS, MD

Past

June 1, 2009 - February 27, 2015

MORGAN STANLEY

CRD#: 149777

ANNAPOLIS, MD

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

ANNAPOLIS, MD

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

ANNAPOLIS, MD

Past

February 13, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ANNAPOLIS, MD

Past

February 13, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

ANNAPOLIS, MD

Past

January 1, 1999 - February 27, 2004

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BETHESDA, MD

Past

January 13, 1995 - February 27, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 8, 1993 - December 14, 1994

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

July 8, 1993 - December 14, 1994

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/28/2017)

California
(1/23/2025)

Colorado
(3/27/2025)

Delaware
(9/28/2017)

District of Columbia
(10/4/2017)

Florida
(9/28/2017)

Maryland
(9/28/2017)

IAR

Maryland
(3/21/2024)

New Jersey
(9/28/2017)

New York
(9/28/2017)

North Carolina
(10/10/2017)

South Carolina
(1/4/2022)

Utah
(1/23/2025)

Virginia
(9/28/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/17/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/16/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/17/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/12/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/6/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

PREMIUM

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew L. Kadala

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Louis Kadala's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/17/1995

Series 63

Date: 2/16/1995

SIE

Date: 10/1/2018

Series 31

Date: 1/17/2004

Series 7

Date: 1/12/1995

Series 6

Date: 7/6/1993

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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